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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

JFB HOLDINGS CORP

CRD 108510

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fde2b6d2-975a-2697-e037-44ce43fa39e8

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2012 to Mar 30, 2017
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $94.7MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $94.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 4
Accounts: 90
SEC number: 801-27781
CRD: 108510
Filings on the tape: 22
First filed: Feb 8, 2012
Latest filed: Mar 30, 2017
Organised: Corporation, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARKSDALE, JAMES, FREEMAN	PRESIDENT, CEO, CFO, CIO, COO	E	yes	06/1986	Feb 8, 2012	Mar 30, 2017
MICHELS, JOYCE, ANN	OPERATIONS AND COMPLIANCE MANAGER/CORPORATE SECRETARY	Na	yes	10/2004	Feb 8, 2012	Mar 30, 2017
THE SEED SOWER TRUST, SUZANNE W BARKSDALE TRUSTEE	Trust	A	yes	06/2016	Jun 30, 2016	Mar 30, 2017
TRIVEDI, BARBARA, JAGAT	CHIEF COMPLIANCE OFFICER	Na	yes	01/2013	Jan 29, 2013	Mar 30, 2017
Barksdale, Suzanne, W	Trustee	F	no	06/2016	Mar 30, 2017	Mar 30, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$94.7M	$94.7M	28	4	n/a	n/a	n/a
2015	Mar 2, 2016	$3.7B	$3.7B	29	4	n/a	n/a	n/a
2014	Mar 17, 2015	$3.9B	$3.9B	26	4	n/a	n/a	n/a
2013	Feb 27, 2014	$3.3B	$3.0B	24	4	n/a	n/a	n/a
2012	Feb 6, 2013	$2.3B	$2.1B	21	4	n/a	n/a	n/a
2011	Feb 8, 2012	$1.1B	$1.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$94.7M	$3.7B	-97.4%	$3.3B	-69.3%	28	29	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EQUITY INVESTMENT CORP	8	Oct 30, 2017	Oct 3, 2016	ATLANTA, GA	Firm absorbed	Other	100.0%

Relationships

Controls (4)

← BARKSDALE, JAMES, FREEMANOwnerPRESIDENT, CEO, CFO, CIO, COO, ownership code E, individual
Feb 8, 2012 to presentfactForm ADV
← MICHELS, JOYCE, ANNOwnerOPERATIONS AND COMPLIANCE MANAGER/CORPORATE SECRETARY, ownership code NA, individual
Feb 8, 2012 to presentfactForm ADV
← TRIVEDI, BARBARA, JAGATOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 29, 2013 to presentfactForm ADV
← THE SEED SOWER TRUST, SUZANNE W BARKSDALE TRUSTEEOwnerTRUST, ownership code A, domestic entity
Jun 30, 2016 to presentfactForm ADV

Owns (1)

← Barksdale, Suzanne, WOwnerTRUSTEE, ownership code F, individual
Mar 30, 2017 to presentfactForm ADV

Registered with (9)

← RICHARD TERRENCE IRRGANGAdvisorregistration: previous registration
May 12, 2003 to Oct 30, 2017factForm ADV
← JOHN PAUL POWERAdvisorregistration: previous registration
Nov 1, 2013 to Oct 30, 2017factForm ADV
← DENNIS GERALD MCKINNEYAdvisorregistration: previous registration
May 29, 2012 to Oct 30, 2017factForm ADV
← IAN THOMAS ZABORAdvisorregistration: previous registration
Oct 5, 2005 to Oct 30, 2017factForm ADV
← KEITH RICHARD TELESCAAdvisorregistration: previous registration
Jul 3, 2012 to Oct 30, 2017factForm ADV
← EDISON TATE LAMBETHAdvisorregistration: previous registration
Jul 1, 2015 to Oct 30, 2017factForm ADV
← SAMUEL HUTCHINS BORLANDAdvisorregistration: previous registration
Sep 2, 2015 to Oct 30, 2017factForm ADV
← WILLIAM ANDREW BRUNERAdvisorregistration: previous registration
Feb 24, 2003 to Oct 30, 2017factForm ADV
← MARLENE ROSEMARIE WILSONAdvisorregistration: previous registration
Feb 29, 2012 to May 12, 2017factForm ADV

Moved with (1)

→ EQUITY INVESTMENT CORPRegistered adviser8 advisors, firm absorbed, same day
Oct 30, 2017 to Oct 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fde2b6d2-975a-2697-e037-44ce43fa39e8
First observed: Feb 8, 2012
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JFB HOLDINGS CORP

CRD 108510

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fde2b6d2-975a-2697-e037-44ce43fa39e8

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARKSDALE, JAMES, FREEMAN

PRESIDENT, CEO, CFO, CIO, COO

yes

06/1986

Feb 8, 2012

Mar 30, 2017

MICHELS, JOYCE, ANN

OPERATIONS AND COMPLIANCE MANAGER/CORPORATE SECRETARY

yes

10/2004

Feb 8, 2012

Mar 30, 2017

THE SEED SOWER TRUST, SUZANNE W BARKSDALE TRUSTEE

Trust

yes

06/2016

Jun 30, 2016

Mar 30, 2017

TRIVEDI, BARBARA, JAGAT

CHIEF COMPLIANCE OFFICER

yes

01/2013

Jan 29, 2013

Mar 30, 2017

Barksdale, Suzanne, W

Trustee

06/2016

Mar 30, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$94.7M

n/a

2015

Mar 2, 2016

$3.7B

n/a

2014

Mar 17, 2015

$3.9B

n/a

2013

Feb 27, 2014

$3.3B

$3.0B

n/a

2012

Feb 6, 2013

$2.3B

$2.1B

n/a

2011

Feb 8, 2012

$1.1B

$1.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$94.7M

$3.7B

-97.4%

$3.3B

-69.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EQUITY INVESTMENT CORP

Oct 30, 2017

Oct 3, 2016

ATLANTA, GA

Firm absorbed

Other

100.0%