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RIA / WealthAdvisor30 years in industry

CHRISTOPHER JOHN MC CAFFREY

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Petaluma, CA | ORLANDO, FL

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Search this name across graphsid dfx:ria:272994ed-6da5-d4af-c1cf-f4e89287fb3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: May 24, 1996
First registration: Jul 8, 1997
Dual registered: no
Other names: CHRISTOPHER MCCAFFREY|CHRISTOPHER JOHN MCCAFFREY
IAPD individual key: 2735236

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL ASSETS ADVISORY, LLC	Independent wealth	Mar 12, 2024	n/a	yes	ORLANDO, FL\|Petaluma, CA	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Mar 11, 2024	n/a	yes	ORLANDO, FL\|Petaluma, CA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 13, 2024	no	Stockton, CA\|Napa, CA\|Stockton, CA\|Stockton, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	STOCKTON, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 27, 2004	Apr 2, 2007	no	STOCKTON, CA\|STOCKTON, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 8, 1997	Aug 15, 2002	no	STOCKTON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Feb 13, 2024	Mar 11, 2024	27	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	MORGAN STANLEY DW INC.	Aug 15, 2002	Jul 27, 2004	712	Firm change after gap	Other

Relationships

Registered with (6)

→ GLOBAL ASSETS ADVISORY, LLCRegistered adviserregistration: current employment
Mar 12, 2024 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 11, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 13, 2024factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 27, 2004 to Apr 2, 2007factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Aug 15, 2002factForm ADV

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
Christopher John Mc Caffrey left Morgan Stanley for International Assets Investment Management, Llc (registered 2024-03-11)
Form ADVobserved 6 days ago