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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GLOBAL ASSETS ADVISORY, LLC

CRD 300460

ORLANDO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bb0355e8-3ebf-b65f-3e8c-2785c6333ad8

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 51
Dated events: 12
On other graphs: 0
Observed: Mar 6, 2019 to Jun 1, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=22.0
Regulatory AUM: $552MItem 5.F on the latest filing (2026-06-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $542M
Private client RAUM: $548MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 30
RAUM per advisor: $18.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 29
Advisory employees: 25
Offices: 17Schedule D 1.F, beyond the principal office
Accounts: 2,588
Individual clients: 2,372
High net worth clients: 200
SEC number: 801-114946
CRD: 300460
Filings on the tape: 49
First filed: Mar 6, 2019
Latest filed: Jun 1, 2026
Organised: Limited Liability Company, FL
Website: iaac.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ALAN ORLIN HANSEN	n/a	ORLANDO, FL \| KAMAS, UT	7	32	2	yes
AMY W YOST	n/a	KAMAS, UT \| ORLANDO, FL	7	23	4	yes
JAY PAUL JENSEN	n/a	SPOKANE VALLEY, WA \| ORLANDO, FL	6	19	3	yes
IAN E JAMES	n/a	ORLANDO, FL \| BATON ROUGE, LA \| BRIDGE CITY, TX	6	30	8	yes
DAVID JAMES LLOYD	n/a	MERRILLVILLE, IN \| ORLANDO, FL	6	20	4	yes
TIMOTHY J RIGSBY	n/a	ORLANDO, FL \| MERRILLVILLE, IN	6	16	3	yes
BENJAMIN JOHN ZAMOJSKI	n/a	MERRILLVILLE, IN	6	10	1	yes
LAURNA M HART JAMES	n/a	BATON ROUGE, LA	6	24	n/a	yes
JESSE JEROME COLE	n/a	SPOKANE VALLEY, WA \| ORLANDO, FL \| COLVILLE, WA	0	16	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Cofrancesco, Edward, Richard	CHIEF EXECUTIVE OFFICER/PRESIDENT	Na	yes	12/2006	Mar 6, 2019	Aug 19, 2024
IAA INVESTMENT HOLDINGS, LLC	Member	E	yes	02/2023	Apr 11, 2023	Aug 19, 2024
LAMPMAN, MATTHEW, EDWARD	CHIEF OPERATING OFFICER	Na	yes	04/2019	May 1, 2019	Aug 19, 2024
PECUNIA MANAGEMENT, LLC	Owner	E	yes	12/2006	Mar 6, 2019	Aug 19, 2024
RIA HOLDING COMPANY	Member	E	yes	02/2023	Apr 11, 2023	Aug 19, 2024
RICHARD DESICHIRREVOCABLE 2005 SOUTH DAKOTA TRUST FBO OF JEFFREY DESICHAND RICHARD DESICHA. DESICH	Member	E	yes	02/2023	Apr 11, 2023	Aug 19, 2024
SOUTH DAKOTA TRUST COMPANY, LLC	Trustee	F	yes	02/2023	Apr 11, 2023	Aug 19, 2024
Weinberger, David, S	CHIEF FINANCIAL OFFICER	Na	yes	02/2018	Mar 6, 2019	Aug 19, 2024
WEISS, RICHARD, JAY	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Mar 6, 2019	Aug 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	n/a	Bd affiliated wealth	$2.6B	N	yes	n/a
INTERNATIONAL ASSETS ADVISORY, LLC	n/a	No RAUM reported	$0	N	yes	n/a
MYRA NICHOLSON	n/a	n/a	n/a	N	yes	n/a
PRIMUS FINANCIAL SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Merrillville	In	United States	2	yes
Fargo	Nd	United States	2	yes
BRIDGE CITY	TX	United States	2	yes
EL PASO	TX	United States	2	yes
n/a	n/a	n/a	2	yes
Groveland	FL	United States	1	yes
Buford	Ga	United States	1	yes
Fishers	In	United States	1	yes
BATON ROUGE	La	United States	1	yes
NEW YORK CITY	NY	United States	1	yes
Kamas	Ut	United States	1	yes
SPOKANE VALLEY	Wa	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$552M	$542M	29	24	16	n/a	n/a
2024	Mar 26, 2025	$338M	$338M	21	21	13	n/a	n/a
2023	Mar 28, 2024	$303M	$303M	21	20	13	n/a	n/a
2022	Mar 27, 2023	$252M	$252M	20	19	13	n/a	n/a
2021	Apr 1, 2022	$345M	$345M	20	20	11	n/a	n/a
2020	Mar 30, 2021	$211M	$211M	20	20	10	n/a	n/a
2019	May 11, 2020	$15.8M	$15.8M	5	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$552M	$338M	63.1%	$252M	29.8%	29	21	17	13

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TACTICAL INVESTMENT STRATEGIES LLC	2	Mar 14, 2023	May 24, 2019	ORLANDO, FL	Team lift out	Other	100.0%
GRACE CAPITAL MANAGEMENT, LLC	2	Oct 1, 2020	Jul 29, 2020	AUSTIN, TX	Team lift out	RIA to RIA	33.3%

Relationships

Registered with (36)

← JAMES ANDREW CASEAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← JESSE JEROME COLEAdvisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← MATTHEW JONES FANNINAdvisorregistration: current employment
Feb 16, 2026 to presentfactForm ADV
← Jacobo Andres Leon GiraldezAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← John Kei MinezakiAdvisorregistration: current employment
Nov 7, 2025 to presentfactForm ADV
← JOHN PATRICK MILLERAdvisorregistration: current employment
Aug 13, 2025 to presentfactForm ADV
← Hiroshi MizutaniAdvisorregistration: current employment
May 23, 2025 to presentfactForm ADV
← Patrick Michael EganAdvisorregistration: current employment
May 1, 2025 to presentfactForm ADV
← Noriko Hamaoka IkedaAdvisorregistration: current employment
Apr 10, 2025 to presentfactForm ADV
← COLLIN ROBERT FINGONAdvisorregistration: current employment
Sep 24, 2024 to presentfactForm ADV
← CHRISTOPHER JOHN MC CAFFREYAdvisorregistration: current employment
Mar 12, 2024 to presentfactForm ADV
← JEFFERY MONROE FORRESTALLAdvisorregistration: current employment
Dec 19, 2023 to presentfactForm ADV
← CARLOS E SISNIEGAAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← DAVID A. DODSONAdvisorregistration: current employment
Aug 5, 2022 to presentfactForm ADV
← DAVID CHINAdvisorregistration: current employment
Dec 20, 2021 to presentfactForm ADV
← AARON CRAIG SYMONETTEAdvisorregistration: current employment
Jun 11, 2021 to presentfactForm ADV
← NICHOLAS BLACKWELLAdvisorregistration: current employment
Jan 7, 2021 to presentfactForm ADV
← LAURNA M HART JAMESAdvisorregistration: current employment
Sep 9, 2020 to presentfactForm ADV
← BENJAMIN JOHN ZAMOJSKIAdvisorregistration: current employment
Sep 2, 2020 to presentfactForm ADV
← DAVID JAMES LLOYDAdvisorregistration: current employment
Jul 29, 2020 to presentfactForm ADV
← TIMOTHY J RIGSBYAdvisorregistration: current employment
Jul 29, 2020 to presentfactForm ADV
← IAN E JAMESAdvisorregistration: current employment
Jun 10, 2020 to presentfactForm ADV
← JAY PAUL JENSENAdvisorregistration: current employment
Dec 6, 2019 to presentfactForm ADV
← AMY W YOSTAdvisorregistration: current employment
Jul 1, 2019 to presentfactForm ADV
← ALAN ORLIN HANSENAdvisorregistration: current employment
Jun 27, 2019 to presentfactForm ADV
← JEFFREY GERALD WINNAdvisorregistration: current employment
May 24, 2019 to presentfactForm ADV
← David S WeinbergerAdvisorregistration: current employment
May 24, 2019 to presentfactForm ADV
← MICHAEL THOMAS FRUSTACIAdvisorregistration: current employment
May 24, 2019 to presentfactForm ADV
← Richard WeissAdvisorregistration: current employment
May 23, 2019 to presentfactForm ADV
← Matthew Edward LampmanAdvisorregistration: current employment
May 21, 2019 to presentfactForm ADV
and 6 more

Affiliated with (4)

→ INTERNATIONAL ASSETS ADVISORY, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TACTICAL INVESTMENT STRATEGIES LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (9)

← Cofrancesco, Edward, RichardOwnerCHIEF EXECUTIVE OFFICER/PRESIDENT, ownership code NA, individual
Mar 6, 2019 to Aug 19, 2024factForm ADV
← WEISS, RICHARD, JAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 6, 2019 to Aug 19, 2024factForm ADV
← Weinberger, David, SOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 6, 2019 to Aug 19, 2024factForm ADV
← LAMPMAN, MATTHEW, EDWARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
May 1, 2019 to Aug 19, 2024factForm ADV
← IAA INVESTMENT HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Apr 11, 2023 to Aug 19, 2024factForm ADV
← PECUNIA MANAGEMENT, LLCOwnerOWNER, ownership code E, domestic entity
Mar 6, 2019 to Aug 19, 2024factForm ADV
← RIA HOLDING COMPANYOwnerMEMBER, ownership code E, domestic entity
Apr 11, 2023 to Aug 19, 2024factForm ADV
← RICHARD DESICHIRREVOCABLE 2005 SOUTH DAKOTA TRUST FBO OF JEFFREY DESICHAND RICHARD DESICHA. DESICHOwnerMEMBER, ownership code E, domestic entity
Apr 11, 2023 to Aug 19, 2024factForm ADV
← SOUTH DAKOTA TRUST COMPANY, LLCOwnerTRUSTEE, ownership code F, domestic entity
Apr 11, 2023 to Aug 19, 2024factForm ADV

Moved with (2)

← GRACE CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Oct 1, 2020 to Jul 29, 2020factForm ADV
← TACTICAL INVESTMENT STRATEGIES LLCRegistered adviser2 advisors, team lift out, same day
Mar 14, 2023 to May 24, 2019factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2026
Regulatory AUM changed
Global Assets Advisory, Llc reported RAUM $551.7M, up 63% from $338.1M (2025-12-09 to 2026-03-27)
Form ADVobserved 6 days ago
$214M
Occurred
Jan 7, 2025
Advisor changed firm
Alexander Joseph King left Global Assets Advisory, Llc for International Assets Investment Management, Llc (registered 2023-07-07)
Form ADVobserved 6 days ago
Occurred
Oct 17, 2024
Advisor changed firm
Jeffrey Charles Wallgren left Global Assets Advisory, Llc for Great Plains Advisory Services Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2023
Advisor changed firm
Richard William Engen left Global Assets Advisory, Llc for Great Plains Advisory Services Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2023
Team lift-out
2 advisors left Tactical Investment Strategies LLC (Orlando, FL) for Global Assets Advisory, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Apr 1, 2022
Regulatory AUM changed
Global Assets Advisory, Llc reported RAUM $345.0M, up 63% from $211.3M (2021-12-20 to 2022-04-01)
Form ADVobserved 6 days ago
$134M
Occurred
Mar 3, 2022
Advisor changed firm
Adam Daniel Gallegos left Global Assets Advisory, Llc for The Foundation Investment Group (registered 2022-03-07)
Form ADVobserved 6 days ago
Occurred
Mar 3, 2022
Advisor changed firm
Gregory Frank Partalis left Global Assets Advisory, Llc for The Foundation Investment Group (registered 2022-03-14)
Form ADVobserved 6 days ago
Occurred
May 1, 2019
Control person joined
Edward Matthew Lampman (Director Of Operations) appeared on Schedule A of Global Assets Advisory, Llc
Form ADVobserved 6 days ago
Occurred
Mar 6, 2019
First Form ADV filing
Global Assets Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 2 bookkeeping events

Occurred
Mar 30, 2021
Global Assets Advisory, Llc reported 10 offices beyond its principal office, up from 3 (2021-03-03 to 2021-03-30)
Occurred
Mar 30, 2021
Global Assets Advisory, Llc reported 20 state-registered advisory representatives, up from 5 (2021-03-03 to 2021-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb0355e8-3ebf-b65f-3e8c-2785c6333ad8
First observed: Mar 6, 2019
Last observed: Jun 1, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBAL ASSETS ADVISORY, LLC

CRD 300460

ORLANDO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bb0355e8-3ebf-b65f-3e8c-2785c6333ad8

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ALAN ORLIN HANSEN

n/a

ORLANDO, FL | KAMAS, UT

yes

AMY W YOST

n/a

KAMAS, UT | ORLANDO, FL

yes

JAY PAUL JENSEN

n/a

SPOKANE VALLEY, WA | ORLANDO, FL

yes

IAN E JAMES

n/a

ORLANDO, FL | BATON ROUGE, LA | BRIDGE CITY, TX

yes

DAVID JAMES LLOYD

n/a

MERRILLVILLE, IN | ORLANDO, FL

yes

TIMOTHY J RIGSBY

n/a

ORLANDO, FL | MERRILLVILLE, IN

yes

BENJAMIN JOHN ZAMOJSKI

n/a

MERRILLVILLE, IN

yes

LAURNA M HART JAMES

n/a

BATON ROUGE, LA

n/a

yes

JESSE JEROME COLE

n/a

SPOKANE VALLEY, WA | ORLANDO, FL | COLVILLE, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Cofrancesco, Edward, Richard

CHIEF EXECUTIVE OFFICER/PRESIDENT

yes

12/2006

Mar 6, 2019

Aug 19, 2024

IAA INVESTMENT HOLDINGS, LLC

Member

yes

02/2023

Apr 11, 2023

Aug 19, 2024

LAMPMAN, MATTHEW, EDWARD

CHIEF OPERATING OFFICER

yes

04/2019

May 1, 2019

Aug 19, 2024

PECUNIA MANAGEMENT, LLC

Owner

yes

12/2006

Mar 6, 2019

Aug 19, 2024

RIA HOLDING COMPANY

Member

yes

02/2023

Apr 11, 2023

Aug 19, 2024

RICHARD DESICHIRREVOCABLE 2005 SOUTH DAKOTA TRUST FBO OF JEFFREY DESICHAND RICHARD DESICHA. DESICH

Member

yes

02/2023

Apr 11, 2023

Aug 19, 2024

SOUTH DAKOTA TRUST COMPANY, LLC

Trustee

yes

02/2023

Apr 11, 2023

Aug 19, 2024

Weinberger, David, S

CHIEF FINANCIAL OFFICER

yes

02/2018

Mar 6, 2019

Aug 19, 2024

WEISS, RICHARD, JAY

CHIEF COMPLIANCE OFFICER

yes

01/2018

Mar 6, 2019

Aug 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

n/a

Bd affiliated wealth

$2.6B

yes

n/a

INTERNATIONAL ASSETS ADVISORY, LLC

n/a

No RAUM reported

yes

n/a

MYRA NICHOLSON

n/a

yes

n/a

PRIMUS FINANCIAL SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Merrillville

United States

yes

Fargo

United States

yes

BRIDGE CITY

United States

yes

EL PASO

United States

yes

n/a

yes

Groveland

United States

yes

Buford

United States

yes

Fishers

United States

yes

BATON ROUGE

United States

yes

NEW YORK CITY

United States

yes

Kamas

United States

yes

SPOKANE VALLEY

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$552M

$542M

n/a

2024

Mar 26, 2025

$338M

n/a

2023

Mar 28, 2024

$303M

n/a

2022

Mar 27, 2023

$252M

n/a

2021

Apr 1, 2022

$345M

n/a

2020

Mar 30, 2021

$211M

n/a

2019

May 11, 2020

$15.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$552M

$338M

63.1%

$252M

29.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TACTICAL INVESTMENT STRATEGIES LLC

Mar 14, 2023

May 24, 2019

ORLANDO, FL

Team lift out

Other

100.0%

GRACE CAPITAL MANAGEMENT, LLC

Oct 1, 2020

Jul 29, 2020

AUSTIN, TX

Team lift out

RIA to RIA

33.3%