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H•••••• F•••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

H•••••• F•••••••• A••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

Rockford , IL | GREEN BAY, WI

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Search this name across graphsid dfx:ria:272cff9b-77a2-16a0-34f8-9dfe7359705c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Sep 3, 2025	n/a	yes	GREEN BAY, WI\|Rockford , IL	Current employment
H•••••• I••••••••• I•••	Independent wealth	Sep 9, 2019	Dec 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• I•••	P••••••••• B•••••••• S•••••••• I•••	Dec 31, 2024	Sep 3, 2025	246	Firm change	RIA to RIA
S••••• F•••••••• G•••• I••	H•••••• I••••••••• I•••	Aug 26, 2019

Relationships

Registered with (6)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ H•••••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 9, 2019 to Dec 31, 2024factForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Jan 23, 2012 to Aug 26, 2019factForm ADV
→ J• W• C••• A•••••••• I•••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
H•••••• F•••••••• A•••• left H•••••• I••••••••• I••• for P••••••••• B•••••••• S•••••••• I••• (registered 2025-09-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:272cff9b-77a2-16a0-34f8-9dfe7359705c
First observed: Mar 1, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.