DFX Intelligence

S••••••• I••••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

S••••••• I••••••••• P••••••• L••

CRD 164696

PORTLAND, OR

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Search this name across graphsid dfx:ria:27311170-fd5f-c482-f79d-4d8d4927373b

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 30
On other graphs: 1
Observed: Jun 27, 2012 to Jun 29, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

S••••••• I••••••••• P••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.06 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $128Mderived••• Locked
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $285Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• J••••• W•••••	Chartered Financial Analyst	PORTLAND, OR	13	28	1	no
R••• W••• H•••••	Chartered Financial Analyst	PORTLAND, OR	11	14	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• R•••• W•••	MEMBER, PRINCIPAL	B	yes	06/2012	Jun 27, 2012	Oct 17, 2024
M•••••••• A•••••• D•••••	MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER	B	yes	06/2012	Jun 27, 2012	Oct 17, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.0B	16.5%	$1.3B	21.5%	16	15	0	0

Relationships

Registered with (8)

← A•• F•••••• A••••••Advisorregistration: current employment
Feb 14, 2024 to presentfactForm ADV
← R••• E••••• F•••••••••Advisorregistration: current employment
Mar 30, 2021 to presentfactForm ADV
← N••••••• A••••• W•••••••Advisorregistration: current employment
Jan 12, 2017 to presentfactForm ADV
← R••• L••••• Z••••••••

Dated events

Occurred
Jun 29, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 29, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jun 29, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jun 29, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27311170-fd5f-c482-f79d-4d8d4927373b
First observed: Jun 27, 2012
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.