DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• I••••••••• P••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Jun 27, 2012 · 28 filings
SEC status approved since Jul 5, 2012
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.6%
$128M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$285M
derived; firm RAUM over IAPD count
Employees
16
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.3B as of Jun 29, 2026
Mar 17, 2016$30.1M then
HNW client RAUM$128M as of Jun 29, 2026
Mar 30, 2018$60.5M then
State-registered IARs (5.B.3)8 as of Jun 29, 2026
Mar 7, 20131 then
Employees (5.A)16 as of Jun 29, 2026
Mar 7, 20136 then
Private funds: no history
RAUM +16% over the last fiscal year+21% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $285MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.6MderivedHNW RAUM over HNW clients
- Average account
- $31.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 93%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$1.5B67%
- Pension and profit-sharing plans$594M26%
- High-net-worth individuals$128M5.6%
- Corporations and businesses$40.0M1.8%
- Individual clients
- 0reported
- HNW clients
- 11reported
- Pension plan clients
- 20reported
- Charitable clients
- 36reported
- Accounts
- 72reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.06 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• J••••• W•••••Chartered Financial Analyst | Portland, Or | Oct 8, 2012 | 28 y | 1 |
| R••• W••• H•••••Chartered Financial Analyst | Portland, Or | Apr 22, 2015 | 14 y | 0 |
| K•••• R••••••• R•••••• | Portland, Or | Jun 16, 2015 | 14 y | 0 |
| A••••• D••••• M••••••• | Portland, Or | Jul 3, 2015 | 14 y | 0 |
| R••• L••••• Z•••••••• | Portland, Or | Jan 1, 2016 | 13 y | 0 |
| N••••••• A••••• W•••••••Chartered Financial Analyst | Portland, Or | Jan 12, 2017 | 19 y | 0 |
| R••• E••••• F•••••••••Chartered Financial Analyst | Portland, Or | Mar 30, 2021 | 14 y | 0 |
| A•• F•••••• A•••••• | Portland, Or | Feb 14, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• J••••• W••••• from B•••••• P••••• W••••• M•••••••Oct 8, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• R•••• W••• · Member, Principalcontrolsince 06/2012 · owns 10% to 25%
- M•••••••• A•••••• D••••• · Member, Principal, Chief Compliance Officercontrolsince 06/2012 · owns 10% to 25%
- R••••••• K••••• R••••••• · Member, Principalcontrolsince 06/2012 · owns 10% to 25%
- W•••••• C••••••• J••••• · Managing Member, Managing Principalcontrolsince 06/2012 · owns 10% to 25%
- W•••••••• N•••••••• A••••• · Member, Principalcontrolsince 01/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · false to trueMar 2, 2026 to Jun 29, 2026
- Accounts · 68 to 72Mar 26, 2025 to Mar 2, 2026
- Charity clients · 34 to 36Mar 26, 2025 to Mar 2, 2026
- HNW clients · 9 to 11Mar 26, 2025 to Mar 2, 2026
- Employees · 15 to 16Mar 26, 2025 to Mar 2, 2026
- Discretionary RAUM · $2.0B to $2.3BMar 26, 2025 to Mar 2, 2026
- HNW RAUM · $104M to $128MMar 26, 2025 to Mar 2, 2026
- Pension RAUM · $534M to $594MMar 26, 2025 to Mar 2, 2026
- RAUM · $2.0B to $2.3BMar 26, 2025 to Mar 2, 2026
- Financial planning clients · unset to Oct 17, 2024 to Mar 26, 2025
- State-registered IARs · 9 to 8Oct 17, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.9B to $2.0BOct 17, 2024 to Mar 26, 2025
- HNW RAUM · $88.9M to $104MOct 17, 2024 to Mar 26, 2025
- Pension RAUM · $506M to $534MOct 17, 2024 to Mar 26, 2025
- RAUM · $1.9B to $2.0BOct 17, 2024 to Mar 26, 2025
- Accounts · 64 to 68Oct 8, 2024 to Oct 17, 2024
- Business name · S••••••• C••••••••• L•• to S••••••• I••••••••• P••••••• L••Oct 8, 2024 to Oct 17, 2024
- Charity clients · 31 to 34Oct 8, 2024 to Oct 17, 2024
- HNW clients · 8 to 9Oct 8, 2024 to Oct 17, 2024
- Legal name · S••••••• C••••••••• L•• to S••••••• I••••••••• P••••••• L••Oct 8, 2024 to Oct 17, 2024
- Discretionary RAUM · $1.6B to $1.9BOct 8, 2024 to Oct 17, 2024
- HNW RAUM · $79.3M to $88.9MOct 8, 2024 to Oct 17, 2024
- Pension RAUM · $485M to $506MOct 8, 2024 to Oct 17, 2024
- RAUM · $1.6B to $1.9BOct 8, 2024 to Oct 17, 2024
- State-registered IARs · 8 to 9Mar 27, 2024 to Apr 4, 2024
- Accounts · 54 to 64Mar 29, 2023 to Mar 27, 2024
- Charity clients · 23 to 31Mar 29, 2023 to Mar 27, 2024
- Corporate clients · 4 to 5Mar 29, 2023 to Mar 27, 2024
- HNW clients · 7 to 8Mar 29, 2023 to Mar 27, 2024
- State-registered IARs · 7 to 8Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.3B to $1.6BMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $63.2M to $79.3MMar 29, 2023 to Mar 27, 2024
- Pension RAUM · $449M to $485MMar 29, 2023 to Mar 27, 2024
- RAUM · $1.3B to $1.6BMar 29, 2023 to Mar 27, 2024
- Accounts · 41 to 54Mar 29, 2022 to Mar 29, 2023
- Advisory employees · 11 to 14Mar 29, 2022 to Mar 29, 2023
- Corporate clients · 3 to 4Mar 29, 2022 to Mar 29, 2023
- HNW clients · 6 to 7Mar 29, 2022 to Mar 29, 2023
- Pension plan clients · 9 to 20Mar 29, 2022 to Mar 29, 2023
- Employees · 12 to 15Mar 29, 2022 to Mar 29, 2023
Signals
5 dated events
- S••••••• I••••••••• P••••••• L•• reported RAUM $1.1B, up 63% from $690.0M (2021-03-30 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- S••••••• I••••••••• P••••••• L•• reported RAUM $573.5M, up 36% from $420.4M (2019-03-22 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- S••••••• I••••••••• P••••••• L•• reported RAUM $420.4M, up 54% from $272.6M (2018-03-30 to 2019-03-22)Mar 22, 2019 · RAUM change · derived
- S••••••• I••••••••• P••••••• L•• reported RAUM $272.6M, up 66% from $164.0M (2017-03-21 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- S••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S•••••••IP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (503) 596-2880reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $285Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026