DFX Intelligence

S••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

S••••• W•••••••••

Advisor at J• W• C••• A•••••••• I•••

Lakewood Ranch, FL | TAMPA, FL

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Search this name across graphsid dfx:ria:2748c72b-d3d2-208e-1796-0648794eed10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Aug 17, 2023	n/a	yes	Lakewood Ranch, FL\|TAMPA, FL	Current employment
F••••• W••••• M••••••••• L••	State registered	Feb 1, 2023	Aug 8, 2023	no	SEMINOLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• W••••• M••••••••• L••	J• W• C••• A•••••••• I•••	Aug 8, 2023	Aug 17, 2023	9	Firm change	Other
M••••••• S••••••••• L••	F••••• W••••• M••••••••• L••	Feb 3, 2022	Feb 1, 2023

Relationships

Registered with (3)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Aug 17, 2023 to presentfactForm ADV
→ F••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 1, 2023 to Aug 8, 2023factForm ADV
→ M••••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2021 to Feb 3, 2022factForm ADV

Dated events

Occurred
Aug 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2748c72b-d3d2-208e-1796-0648794eed10
First observed: Oct 4, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.