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CRD 285309
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• N••••• D•••••• | Chartered Financial Analyst | SARASOTA, FL | 0 | 31 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••••• P••••••• B•••• | MANAGING MEMBER | Na | yes | 06/2016 | Oct 6, 2016 | Dec 11, 2024 |
| D••••••• P••••••• B•••• | Owner | C | yes | 11/2017 | Oct 6, 2016 | Dec 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H• M••••• I••• | n/a | Independent wealth | $386M | N | yes | n/a |
| V•••••• H••••••• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $389M | $295M | 31.8% | $3.0M | 406.0% | 7 | 6 | 0 | 0 |
| Owner |
| C |
| yes |
| 11/2017 |
| Oct 6, 2016 |
| Dec 11, 2024 |
| H••••• M•••••••• R••••• | Owner | C | yes | 11/2017 | Oct 6, 2016 | Dec 11, 2024 |
| M•••••••• I••• | Owner | E | yes | 06/2024 | Jul 12, 2024 | Dec 11, 2024 |
| V•••••• H•••••••• L•• | Owner | E | yes | 06/2024 | May 14, 2019 | Dec 11, 2024 |
| S••••••••• G•••• J••••• | CHIEF COMPLIANCE OFFICER | Na | no | 09/2021 | Sep 7, 2021 | Dec 11, 2024 |
| $389M |
| $389M |
| 7 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $295M | $295M | 6 | 3 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $146,815 | $0 | 4 | 3 | 0 | n/a | n/a |
| 2022 | Feb 1, 2023 | $3.0M | $3.0M | 8 | 3 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $2.5M | $2.5M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $75.7M | $75.7M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Mar 12, 2020 | $68.0M | $68.0M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Feb 20, 2019 | $43,892 | $43,892 | 3 | 3 | 0 | n/a | n/a |
| 2017 | Jan 26, 2018 | $0 | $0 | 2 | 2 | 0 | n/a | n/a |
| 2016 | Mar 29, 2017 | $0 | $0 | 2 | 2 | n/a | n/a | n/a |