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Advisor at JANNEY MONTGOMERY SCOTT LLC
Westbrook, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Oct 18, 2019 | n/a | yes | Westbrook, CT | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 3, 2017 | Jun 19, 2019 | no | NEW LONDON, CT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 29, 2012 | Nov 9, 2017 | no | HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | JANNEY MONTGOMERY SCOTT LLC | Jun 19, 2019 | Oct 18, 2019 | 121 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 9, 2017 | Nov 3, 2017 | -6 | Firm change | Wirehouse to wirehouse |