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R••• S•••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R••• S•••••• N••••

Advisor at O•••• W•••••• I•••

CLAREMORE, OK

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Search this name across graphsid dfx:ria:274e1684-d8fa-d454-2240-0ad5086697fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Feb 19, 2025	n/a	yes	CLAREMORE, OK	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Nov 22, 2005	Feb 19, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	O•••• W•••••• I•••	Feb 19, 2025	Feb 19, 2025	0	Firm change	Ibd to ibd
S••••••••• F•••••••• G••••• I•••	H•••••• T••••••• • K•••• L••	Mar 7, 2007

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
4031:23131:OK:2025-02-19	Feb 19, 2025	Feb 19, 2025	TULSA, OK	Firm change

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Nov 22, 2005 to Feb 19, 2025factForm ADV
→ S••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 29, 2005 to Mar 7, 2007factForm ADV

Dated events

Occurred
Feb 19, 2025
Advisor changed firm
R••• S•••••• N•••• left H•••••• T••••••• • K•••• L•• for O•••• W•••••• I••• (registered 2025-02-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:274e1684-d8fa-d454-2240-0ad5086697fe
First observed: Aug 29, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.