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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SUTTERFIELD FINANCIAL GROUP, INC.

CRD 115652

BARTLESVILLE, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:829056e1-bf14-c189-07a2-c20634da2ae3

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2012 to Mar 27, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.63 fund_share=0.0 institutional_share=0.36 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $274MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $264M
Private client RAUM: $174MderivedItem 5.D individuals plus high net worth individuals
Private client share: 63%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $39.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 13
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 2,392
Individual clients: 944
High net worth clients: 45
Custody, client assets: $34.9M
SEC number: 801-63652
CIK: 115652
CRD: 115652
Filings on the tape: 24
First filed: Mar 16, 2012
Latest filed: Mar 27, 2026
Organised: Corporation, OK
Website: longviewfinancialsolutions.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TREVOR SHAWN SUTTERFIELD	n/a	BARTLESVILLE, OK	26	33	2	no
JASON SCOTT TINKLENBERG	n/a	BARTLESVILLE, OK \| SIOUX FALLS, SD	20	23	2	yes
AARON Keith KVISTERO	n/a	SIOUX FALLS, SD \| BARTLESVILLE, OK	20	23	2	yes
DANIEL KEITH STRICKLAND	n/a	DAINGERFIELD, TX \| BARTLESVILLE, OK	15	22	3	no
SCOTT GREGORY WEINZIERL	n/a	BEMIDJI, MN \| BARTLESVILLE, OK	12	18	n/a	no
DARREL JOHN WICK	n/a	DEER RIVER, MN	0	41	n/a	no
MICHAEL ALLEN GRAMM	Certified Financial Planner	BARTLESVILLE, OK \| WILLMAR, MN	0	22	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HYDEN, ZACHARY	CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL	Na	yes	03/2015	Mar 31, 2015	Jul 31, 2024
SUTTERFIELD, MICHELLE, LEE	CHIEF FINANCIAL OFFICER	D	yes	06/1999	Mar 30, 2016	Jul 31, 2024
SUTTERFIELD, TREVOR, SHAWN	PRESIDENT / CHIEF EXECUTIVE OFFICER	D	yes	06/1999	Mar 16, 2012	Jul 31, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SERAPH CAPITAL ASSOCIATES, LLC	n/a	Mixed wealth	$90.3M	Y	yes	Ok
FREEDOM INSURANCE GROUP, LLC	n/a	n/a	n/a	Y	yes	Ok
LONGVIEW FINANCIAL SOLUTIONS, LLC	n/a	n/a	n/a	Y	yes	n/a
LONGVIEW TAX SOLUTIONS, LLC	n/a	n/a	n/a	Y	yes	n/a
MICHAEL A. GRAMM	n/a	n/a	n/a	Y	no	n/a
PENSION ADVISORS, INC.	n/a	n/a	n/a	Y	yes	n/a
PURSHE KAPLAN STERLING INVESTMENTS, INC.	n/a	n/a	n/a	N	no	n/a
SVC II PARTNERS, LLC	n/a	n/a	n/a	Y	yes	n/a
SVC III PARTNERS, LLC	n/a	n/a	n/a	Y	yes	n/a
SVC PARTNERS, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SIOUX FALLS	Sd	United States	2	yes
Bemidji	Mn	United States	1	no
Willmar	Mn	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$274M	$264M	32	13	4	n/a	n/a
2024	Mar 27, 2025	$221M	$211M	24	13	4	n/a	n/a
2023	Mar 29, 2024	$202M	$194M	24	13	4	n/a	n/a
2022	Mar 30, 2023	$175M	$166M	17	13	4	n/a	n/a
2021	Mar 23, 2022	$205M	$195M	17	13	4	n/a	n/a
2020	Mar 31, 2021	$200M	$193M	17	13	4	n/a	n/a
2019	Mar 26, 2020	$146M	$136M	22	15	4	n/a	n/a
2018	Mar 28, 2019	$194M	$176M	25	20	6	n/a	n/a
2017	Mar 28, 2018	$197M	$166M	30	25	6	n/a	n/a
2016	Mar 31, 2017	$158M	$138M	35	30	n/a	n/a	n/a
2015	Mar 30, 2016	$142M	$121M	30	30	n/a	n/a	n/a
2014	Mar 31, 2015	$151M	$126M	29	29	n/a	n/a	n/a
2013	Mar 28, 2014	$145M	$115M	27	27	n/a	n/a	n/a
2012	Apr 1, 2013	$143M	$109M	35	13	n/a	n/a	n/a
2011	Mar 16, 2012	$127M	$82.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$274M	$221M	24.3%	$175M	16.2%	32	24	4	4

Relationships

Affiliated with (2)

← SERAPH CAPITAL ASSOCIATES, LLCRegistered adviserother investment adviser, insurance company, control, common control
factForm ADV
→ SERAPH CAPITAL ASSOCIATES, LLCRegistered adviserother investment adviser, custodian, control, common control
factForm ADV

Registered with (22)

← DARREL JOHN WICKAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← MICHAEL ALLEN GRAMMAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← SCOTT GREGORY WEINZIERLAdvisorregistration: current employment
Jan 28, 2014 to presentfactForm ADV
← DANIEL KEITH STRICKLANDAdvisorregistration: current employment
Jun 1, 2011 to presentfactForm ADV
← JASON SCOTT TINKLENBERGAdvisorregistration: current employment
Oct 17, 2005 to presentfactForm ADV
← AARON Keith KVISTEROAdvisorregistration: current employment
Oct 17, 2005 to presentfactForm ADV
← TREVOR SHAWN SUTTERFIELDAdvisorregistration: previous registration
Jan 24, 2000 to Dec 31, 2002factForm ADV
← JEREMY CHARLES TIMSAdvisorregistration: previous registration
Oct 17, 2005 to May 16, 2019factForm ADV
← NATHAN MICAH BARHAMAdvisorregistration: previous registration
Mar 19, 2007 to May 16, 2019factForm ADV
← ADAM James DekkerAdvisorregistration: previous registration
Dec 22, 2014 to May 16, 2019factForm ADV
← NICHOLAS ERNEST MOCKAdvisorregistration: previous registration
Mar 19, 2012 to Oct 8, 2015factForm ADV
← JESSI LEE NIPPERTAdvisorregistration: previous registration
Jun 3, 2014 to Nov 6, 2014factForm ADV
← RAYMOND PAUL THOMPSONAdvisorregistration: previous registration
Apr 23, 2007 to Aug 6, 2014factForm ADV
← MARISSA DAWN NEHLSENAdvisorregistration: previous registration
Dec 11, 2006 to Jul 24, 2013factForm ADV
← DARLA J WIENKAdvisorregistration: previous registration
Mar 8, 2006 to Mar 5, 2012factForm ADV
← CHAD MICHAEL CENTORBIAdvisorregistration: previous registration
Jul 2, 2007 to Jan 27, 2012factForm ADV
← BRADLEY KEITH LEWISAdvisorregistration: previous registration
Jan 12, 2009 to Jul 14, 2011factForm ADV
← DARIN ANDREW DRENNANAdvisorregistration: previous registration
Feb 2, 2009 to Jan 26, 2011factForm ADV
← TODD FRANKLIN GREGORYAdvisorregistration: previous registration
Apr 29, 2008 to Jun 2, 2009factForm ADV
← REAGAN LEE WAGNERAdvisorregistration: previous registration
Jan 27, 2006 to Apr 2, 2008factForm ADV
← TOUCHSTONE KYTE MCDONALDAdvisorregistration: previous registration
Jan 27, 2006 to Feb 28, 2008factForm ADV
← RYAN STEPHEN NEELYAdvisorregistration: previous registration
Aug 29, 2005 to Mar 7, 2007factForm ADV

Controls (3)

← SUTTERFIELD, TREVOR, SHAWNOwnerPRESIDENT / CHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 16, 2012 to Jul 31, 2024factForm ADV
← SUTTERFIELD, MICHELLE, LEEOwnerCHIEF FINANCIAL OFFICER, ownership code D, individual
Mar 30, 2016 to Jul 31, 2024factForm ADV
← HYDEN, ZACHARYOwnerCHIEF COMPLIANCE OFFICER / GENERAL COUNSEL, ownership code NA, individual
Mar 31, 2015 to Jul 31, 2024factForm ADV

Dated events

Occurred
Mar 26, 2020
Control person left
Micah Nathan Barham (Chief Operating Officer) no longer on Schedule A of Sutterfield Financial Group, Inc. (listed 2019-03-28, absent 2020-03-26)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:829056e1-bf14-c189-07a2-c20634da2ae3
First observed: Mar 16, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUTTERFIELD FINANCIAL GROUP, INC.

CRD 115652

BARTLESVILLE, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:829056e1-bf14-c189-07a2-c20634da2ae3

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TREVOR SHAWN SUTTERFIELD

n/a

BARTLESVILLE, OK

JASON SCOTT TINKLENBERG

n/a

BARTLESVILLE, OK | SIOUX FALLS, SD

yes

AARON Keith KVISTERO

n/a

SIOUX FALLS, SD | BARTLESVILLE, OK

yes

DANIEL KEITH STRICKLAND

n/a

DAINGERFIELD, TX | BARTLESVILLE, OK

SCOTT GREGORY WEINZIERL

n/a

BEMIDJI, MN | BARTLESVILLE, OK

n/a

DARREL JOHN WICK

n/a

DEER RIVER, MN

n/a

MICHAEL ALLEN GRAMM

Certified Financial Planner

BARTLESVILLE, OK | WILLMAR, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HYDEN, ZACHARY

CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL

yes

03/2015

Mar 31, 2015

Jul 31, 2024

SUTTERFIELD, MICHELLE, LEE

CHIEF FINANCIAL OFFICER

yes

06/1999

Mar 30, 2016

Jul 31, 2024

SUTTERFIELD, TREVOR, SHAWN

PRESIDENT / CHIEF EXECUTIVE OFFICER

yes

06/1999

Mar 16, 2012

Jul 31, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SERAPH CAPITAL ASSOCIATES, LLC

n/a

Mixed wealth

$90.3M

yes

FREEDOM INSURANCE GROUP, LLC

n/a

yes

LONGVIEW FINANCIAL SOLUTIONS, LLC

n/a

yes

n/a

LONGVIEW TAX SOLUTIONS, LLC

n/a

yes

n/a

MICHAEL A. GRAMM

n/a

PENSION ADVISORS, INC.

n/a

yes

n/a

PURSHE KAPLAN STERLING INVESTMENTS, INC.

n/a

SVC II PARTNERS, LLC

n/a

yes

n/a

SVC III PARTNERS, LLC

n/a

yes

n/a

SVC PARTNERS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SIOUX FALLS

United States

yes

Bemidji

United States

Willmar

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$274M

$264M

n/a

2024

Mar 27, 2025

$221M

$211M

n/a

2023

Mar 29, 2024

$202M

$194M

n/a

2022

Mar 30, 2023

$175M

$166M

n/a

2021

Mar 23, 2022

$205M

$195M

n/a

2020

Mar 31, 2021

$200M

$193M

n/a

2019

Mar 26, 2020

$146M

$136M

n/a

2018

Mar 28, 2019

$194M

$176M

n/a

2017

Mar 28, 2018

$197M

$166M

n/a

2016

Mar 31, 2017

$158M

$138M

n/a

2015

Mar 30, 2016

$142M

$121M

n/a

2014

Mar 31, 2015

$151M

$126M

n/a

2013

Mar 28, 2014

$145M

$115M

n/a

2012

Apr 1, 2013

$143M

$109M

n/a

2011

Mar 16, 2012

$127M

$82.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$274M

$221M

24.3%

$175M

16.2%