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RIA / WealthAdvisorCertified Financial Planner24 years in industry

LAURA RAE KNOLLE

Advisor at EP WEALTH ADVISORS

TORRANCE, CA

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Search this name across graphsid dfx:ria:2751f528-1f33-67fd-ae50-46d7c2869bb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S66|S63
First exam: Sep 16, 2002
First registration: May 6, 2005
Dual registered: no
Other names: LAURA RAE MANDZIUK|LAURA RAE MANDZIUK|LAURA MALINOWSKI|LAURA RAE MALINOWSKI|LAURA RAE MALINOWSKI-MANDZIUK|LAURA RAE MALINOWSKI
IAPD individual key: 4541080

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Jan 20, 2016	n/a	yes	TORRANCE, CA	Current employment
BALLOU PLUM WEALTH ADVISORS LLC	n/a	Aug 6, 2012	Jan 21, 2016	no	LAFAYETTE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 20, 2012	Jan 27, 2016	no	LAFAYETTE, CA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Nov 17, 2009	Jun 27, 2012	no	OVERLAND PARK, KS\|WALNUT CREEK, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Aug 14, 2009	Nov 18, 2009	no	WALNUT CREEK, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	May 6, 2005	Sep 1, 2006	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	BALLOU PLUM WEALTH ADVISORS LLC	Jan 27, 2016	Aug 6, 2012	-1,269	Firm change after gap	Other
BALLOU PLUM WEALTH ADVISORS LLC	EP WEALTH ADVISORS	Jan 21, 2016	Jan 20, 2016	-1	Firm change	Other
VSR ADVISORY SERVICES	LPL FINANCIAL LLC	Jun 27, 2012	Jul 20, 2012	23	Firm change	Other
FSC SECURITIES CORPORATION	VSR ADVISORY SERVICES	Nov 18, 2009	Nov 17, 2009	-1	Firm change	Other
MORGAN STANLEY DW INC.	FSC SECURITIES CORPORATION	Sep 1, 2006	Aug 14, 2009	1,078	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:135837:CA:2016-01-27	Jan 27, 2016	Aug 6, 2012	LAFAYETTE, CA	Firm change after gap
135837:111147:CA:2016-01-21	Jan 21, 2016	Jan 20, 2016	LAFAYETTE, CA	Firm change

Relationships

Registered with (6)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 20, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 20, 2012 to Jan 27, 2016factForm ADV
→ BALLOU PLUM WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Aug 6, 2012 to Jan 21, 2016factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 17, 2009 to Jun 27, 2012factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 14, 2009 to Nov 18, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 6, 2005 to Sep 1, 2006factForm ADV

Dated events

No dated event names this entity yet.