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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

CHARLES EDWARD DODSON

Advisor at STIFEL INDEPENDENT ADVISORS, LLC

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:275548d6-5dd7-aff0-dd3b-7b6ec2d109a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Feb 22, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Charles Edward Dodson

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Charles Edward Dodson

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL INDEPENDENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Oct 1, 1987
First registration: Feb 22, 2010
Dual registered: yes, broker-dealer
Other names: CHUCK DODSON
IAPD individual key: 1744430

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Jan 13, 2022	n/a	yes	ST. LOUIS, MO	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jan 13, 2022	n/a	yes	ST. LOUIS, MO	Current employment
JAG CAPITAL MANAGEMENT LLC	Mixed wealth	Mar 18, 2013	Jan 22, 2021	no	ST. LOUIS, MO	Previous registration
JAG ADVISORS	Former SEC adviser	Feb 22, 2010	May 14, 2013	no	ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JAG CAPITAL MANAGEMENT LLC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jan 22, 2021	Jan 13, 2022	356	Firm change	RIA to ibd
JAG ADVISORS	JAG CAPITAL MANAGEMENT LLC	May 14, 2013	Mar 18, 2013	-57	Firm change after gap	Other

Relationships

Registered with (4)

→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 13, 2022 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Jan 13, 2022 to presentfactForm ADV
→ JAG CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 18, 2013 to Jan 22, 2021factForm ADV
→ JAG ADVISORSRegistered adviserregistration: previous registration
Feb 22, 2010 to May 14, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:275548d6-5dd7-aff0-dd3b-7b6ec2d109a4
First observed: Feb 22, 2010
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES EDWARD DODSON

Advisor at STIFEL INDEPENDENT ADVISORS, LLC

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:275548d6-5dd7-aff0-dd3b-7b6ec2d109a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STIFEL INDEPENDENT ADVISORS, LLC

Bd affiliated wealth

Jan 13, 2022

n/a

yes

ST. LOUIS, MO

Current employment

STIFEL, NICOLAUS & COMPANY, INCORPORATED

National bd RIA

Jan 13, 2022

n/a

yes

ST. LOUIS, MO

Current employment

JAG CAPITAL MANAGEMENT LLC

Mixed wealth

Mar 18, 2013

Jan 22, 2021

ST. LOUIS, MO

Previous registration

JAG ADVISORS

Former SEC adviser

Feb 22, 2010

May 14, 2013

ST LOUIS, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

JAG CAPITAL MANAGEMENT LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jan 22, 2021

Jan 13, 2022

356

Firm change

RIA to ibd

JAG ADVISORS

JAG CAPITAL MANAGEMENT LLC

May 14, 2013

Mar 18, 2013

-57

Firm change after gap

Other