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Advisor at CERITY PARTNERS LLC
ARLINGTON, TX | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | Institutional manager | Oct 16, 2024 | n/a | yes | ARLINGTON, TX|NEW YORK, NY | Current employment |
| CERITY PARTNERS LLC | Independent wealth | Oct 16, 2024 | n/a | yes | ARLINGTON, TX|NEW YORK, NY | Current employment |
| PALADINI FINANCIAL ADVISORS, LLC | Former SEC adviser | Oct 19, 2023 | Oct 25, 2024 | no | ARLINGTON, TX | Previous registration |
| CAIN, WATTERS & ASSOCIATES, LLC | Independent wealth | Jul 9, 2021 | Oct 19, 2023 | no | FRISCO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PALADINI FINANCIAL ADVISORS, LLC | CERITY PARTNERS LLC | Oct 25, 2024 | Oct 16, 2024 | -9 | Firm change | RIA to RIA |
| CAIN, WATTERS & ASSOCIATES, LLC | PALADINI FINANCIAL ADVISORS, LLC | Oct 19, 2023 | Oct 19, 2023 | 0 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 139884:151559:TX:2024-10-25 | Oct 25, 2024 | Oct 16, 2024 | ARLINGTON, TX | Firm change |