DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• P••••• W••••• M•••••••••
CONCORD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• P••••• W••••• M••••••••• | Mixed wealth | Dec 7, 2021 | n/a | yes | CONCORD, MA | Current employment |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Oct 8, 2019 | Oct 18, 2021 | no | GLOUCESTER, MA|BURLINGTON, MA|NO. WALTHAM, MA|Woburn, MA|LEXINGTON, MA|BEDFORD, MA|BEDFORD, MA|ARLINGTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• S••••••••• I••• | T••••• P••••• W••••• M••••••••• | Oct 18, 2021 | Dec 7, 2021 | 50 | Firm change | Ibd to RIA |
| U•• F•••••••• S••••••• I••• | C••••••• S••••••••• I••• | Sep 19, 2008 | Oct 8, 2019 |
| Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 13, 2006 | Sep 19, 2008 | no | WORCESTER, MA|WELLESLEY, MA|WORCESTER, MA | Previous registration |
| 4,036 |
| Firm change after gap |
| Wirehouse to ibd |