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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant12 years in industry

Steven Jay Kibbel

Advisor at SHOREBREAK CAPITAL, LLC

Franklin, TN

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Search this name across graphsid dfx:ria:27615842-3367-0a3d-85cd-9be1ef0b3b96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHOREBREAK CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Aug 16, 2017
First registration: Aug 18, 2017
Dual registered: no
Other names: Steven Kibbel
IAPD individual key: 6800914

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHOREBREAK CAPITAL, LLC	State registered	Nov 30, 2025	n/a	yes	Franklin, TN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 15, 2020	Dec 9, 2025	no	FRANKLIN, TN\|FRANKLIN, TN\|NASHVILLE, TN\|FRANKLIN, TN\|FRANKLIN, TN	Previous registration
BEACON CAPITAL MANAGEMENT, LLC	Independent wealth	Mar 26, 2019	Mar 20, 2020	no	FRANKLIN, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 18, 2017	Mar 14, 2019	no	FRANKLIN, TN\|FRANKLIN, TN\|FRANKLIN, TN\|BRENTWOOD, TN\|FRANKLIN, TN\|FRANKLIN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SHOREBREAK CAPITAL, LLC	Dec 9, 2025	Nov 30, 2025	-9	Firm change	Ibd to state RIA
BEACON CAPITAL MANAGEMENT, LLC	LPL FINANCIAL LLC	Mar 20, 2020	Jul 15, 2020	117	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BEACON CAPITAL MANAGEMENT, LLC	Mar 14, 2019	Mar 26, 2019	12	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ SHOREBREAK CAPITAL, LLCRegistered adviserregistration: current employment
Nov 30, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 15, 2020 to Dec 9, 2025factForm ADV
→ BEACON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 26, 2019 to Mar 20, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 18, 2017 to Mar 14, 2019factForm ADV

Dated events

Occurred
Dec 9, 2025
Advisor changed firm
Steven Jay Kibbel left Lpl Financial Llc for Shorebreak Capital, Llc (registered 2025-11-30)
Form ADVobserved 5 days ago