DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EGI FINANCIAL, INC.

CRD 120607

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2768f63f-99e1-bb87-8b9f-c623217197d5

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Feb 13, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0
Regulatory AUM: $349MItem 5.F on the latest filing (2026-02-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $334M
Private client RAUM: $349MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $38.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 294
Individual clients: 224
High net worth clients: 68
SEC number: 801-112725
CRD: 120607
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: Feb 13, 2026
Organised: Corporation, OH
Website: egifinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EDGAR GREY INGRAHAM	n/a	AKRON, OH	25	43	n/a	yes
MICHAEL DAVID PRESCOTT	n/a	AKRON, OH	23	35	n/a	yes
BRIAN KEITH WEINREICH	n/a	AKRON, OH	17	27	1	yes
TYLER ALAN KRUMMEL	n/a	AKRON, OH	11	12	1	yes
BRIAN D VINCELETTE	n/a	AKRON, OH	10	18	1	yes
SARA GIBBS	n/a	AKRON, OH	7	39	2	yes
KENNETH ROBERT REEVES	Certified Financial Planner	AKRON, OH	5	38	3	yes
DIANE LYNN SPENCER	n/a	AKRON, OH	5	38	3	yes
ROBERT WILLIAM BERRY	n/a	AKRON, OH	5	37	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
THOMAS, JEFFREY, CRAIG	President	E	yes	06/2016	Feb 28, 2018	Feb 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JCT INVESTMENT COUNSEL, INC.	n/a	Independent wealth	$129M	N	yes	n/a
AMERICAN HERITAGE SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Akron	Oh	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 13, 2026	$349M	$334M	8	8	1	n/a	n/a
2024	Mar 26, 2025	$299M	$280M	8	8	1	n/a	n/a
2023	Feb 29, 2024	$288M	$272M	8	8	1	n/a	n/a
2022	Feb 24, 2023	$205M	$190M	8	8	1	n/a	n/a
2021	Mar 15, 2022	$221M	$205M	8	8	1	n/a	n/a
2020	Jan 20, 2021	$175M	$158M	7	7	1	n/a	n/a
2019	Jan 16, 2020	$176M	$139M	7	7	1	n/a	n/a
2018	Mar 29, 2019	$149M	$124M	7	7	1	n/a	n/a
2011	May 1, 2012	$48.2M	$48.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$349M	$299M	16.5%	$205M	19.3%	8	8	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED	2	Jan 19, 2018	Jun 8, 2021	FAIRLAWN, OH	Team lift out	Other	0.1%

Relationships

Affiliated with (1)

→ ALPHA ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Registered with (10)

← DIANE LYNN SPENCERAdvisorregistration: current employment
Jun 8, 2021 to presentfactForm ADV
← ROBERT WILLIAM BERRYAdvisorregistration: current employment
Jun 8, 2021 to presentfactForm ADV
← KENNETH ROBERT REEVESAdvisorregistration: current employment
Mar 1, 2021 to presentfactForm ADV
← SARA GIBBSAdvisorregistration: current employment
Feb 8, 2019 to presentfactForm ADV
← BRIAN D VINCELETTEAdvisorregistration: current employment
Mar 4, 2016 to presentfactForm ADV
← TYLER ALAN KRUMMELAdvisorregistration: current employment
Sep 10, 2015 to presentfactForm ADV
← BRIAN KEITH WEINREICHAdvisorregistration: current employment
May 14, 2009 to presentfactForm ADV
← MICHAEL DAVID PRESCOTTAdvisorregistration: current employment
Jan 30, 2003 to presentfactForm ADV
← EDGAR GREY INGRAHAMAdvisorregistration: current employment
Feb 8, 2001 to presentfactForm ADV
← JAMES A WYNNEAdvisorregistration: previous registration
Aug 26, 2009 to Oct 22, 2020factForm ADV

Controls (1)

← THOMAS, JEFFREY, CRAIGOwnerPRESIDENT, ownership code E, individual
Feb 28, 2018 to Feb 29, 2024factForm ADV

Moved with (1)

← STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviser2 advisors, team lift out
Jan 19, 2018 to Jun 8, 2021factForm ADV

Dated events

Occurred
Feb 28, 2018
First Form ADV filing
Egi Financial, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2768f63f-99e1-bb87-8b9f-c623217197d5
First observed: Mar 30, 2012
Last observed: Feb 13, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EGI FINANCIAL, INC.

CRD 120607

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2768f63f-99e1-bb87-8b9f-c623217197d5

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EDGAR GREY INGRAHAM

n/a

AKRON, OH

n/a

yes

MICHAEL DAVID PRESCOTT

n/a

AKRON, OH

n/a

yes

BRIAN KEITH WEINREICH

n/a

AKRON, OH

yes

TYLER ALAN KRUMMEL

n/a

AKRON, OH

yes

BRIAN D VINCELETTE

n/a

AKRON, OH

yes

SARA GIBBS

n/a

AKRON, OH

yes

KENNETH ROBERT REEVES

Certified Financial Planner

AKRON, OH

yes

DIANE LYNN SPENCER

n/a

AKRON, OH

yes

ROBERT WILLIAM BERRY

n/a

AKRON, OH

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

THOMAS, JEFFREY, CRAIG

President

yes

06/2016

Feb 28, 2018

Feb 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JCT INVESTMENT COUNSEL, INC.

n/a

Independent wealth

$129M

yes

n/a

AMERICAN HERITAGE SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Akron

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 13, 2026

$349M

$334M

n/a

2024

Mar 26, 2025

$299M

$280M

n/a

2023

Feb 29, 2024

$288M

$272M

n/a

2022

Feb 24, 2023

$205M

$190M

n/a

2021

Mar 15, 2022

$221M

$205M

n/a

2020

Jan 20, 2021

$175M

$158M

n/a

2019

Jan 16, 2020

$176M

$139M

n/a

2018

Mar 29, 2019

$149M

$124M

n/a

2011

May 1, 2012

$48.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$349M

$299M

16.5%

$205M

19.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jan 19, 2018

Jun 8, 2021

FAIRLAWN, OH

Team lift out

Other

0.1%