DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E•• F••••••••• I•••
Latest filing Feb 13, 2026
First filing on the tape Mar 30, 2012 · 17 filings
SEC status approved since Mar 29, 2018
RAUM
$349M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$349M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$38.7M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$349M as of Feb 13, 2026
May 1, 2012$48.2M then
HNW client RAUM$192M as of Feb 13, 2026
Mar 29, 2019$82.9M then
State-registered IARs (5.B.3)8 as of Feb 13, 2026
May 1, 20120 then
Employees (5.A)8 as of Feb 13, 2026
Mar 29, 20197 then
Private funds: no history
RAUM +17% over the last fiscal year+19% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $38.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.3%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$192M55%
- Individuals$156M45%
- Individual clients
- 224reported
- HNW clients
- 68reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 294reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••• G••• I••••••• | Akron, Oh | Feb 8, 2001 | 43 y | 0 |
| M•••••• D•••• P••••••• | Akron, Oh | Jan 30, 2003 | 35 y | 0 |
| B•••• K•••• W•••••••• | Akron, Oh | May 14, 2009 | 27 y | 1 |
| T•••• A••• K•••••• | Akron, Oh | Sep 10, 2015 | 12 y | 1 |
| B•••• D• V••••••••• | Akron, Oh | Mar 4, 2016 | 18 y | 1 |
| S••• G•••• | Akron, Oh | Feb 8, 2019 | 39 y | 2 |
| K•••••• R••••• R•••••Certified Financial Planner | Akron, Oh | Mar 1, 2021 | 38 y | 3 |
| D•••• L••• S•••••• | Akron, Oh | Jun 8, 2021 | 38 y | 3 |
| R••••• W•••••• B•••• | Akron, Oh | Jun 8, 2021 | 37 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• A• W•••• to S••••• W••••• M••••••••• L••Oct 22, 2020 · RIA to RIA
Joined, latest
- D•••• L••• S•••••• from S•••••• N••••••• • C••••••• I•••••••••Jun 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- R••••• W•••••• B•••• from S•••••• N••••••• • C••••••• I•••••••••Jun 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- K•••••• R••••• R••••• from S•••••• N••••••• • C••••••• I•••••••••Mar 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- S••• G•••• from P••••••• F•••••••• S•••••••• I•••Feb 8, 2019 · RIA to RIA
- B•••• D• V••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 4, 2016 · Other
- T•••• A••• K•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 10, 2015 · Other
- J•••• A• W•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 26, 2009 · Other
- B•••• K•••• W•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 14, 2009 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••••• N••••••• • C••••••• I•••••••••Jan 19, 2018 · Fairlawn, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• J••••••• C•••• · Presidentcontrolsince 06/2016 · owns 75% or more
Related persons
Schedule D 7.A
- A••••••• H••••••• S••••••••• I•••broker-dealern
- A•••• A•••• M•••••••••investment advisernRAUM $129M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Akron, Oh · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Akron, OH3 employees
What changed
consecutive filings, newest first
- Accounts · 291 to 294Mar 26, 2025 to Feb 13, 2026
- HNW clients · 63 to 68Mar 26, 2025 to Feb 13, 2026
- Individual clients · 228 to 224Mar 26, 2025 to Feb 13, 2026
- Discretionary RAUM · $280M to $334MMar 26, 2025 to Feb 13, 2026
- HNW RAUM · $163M to $192MMar 26, 2025 to Feb 13, 2026
- Individual RAUM · $136M to $156MMar 26, 2025 to Feb 13, 2026
- Non-discretionary RAUM · $19.5M to $14.9MMar 26, 2025 to Feb 13, 2026
- RAUM · $299M to $349MMar 26, 2025 to Feb 13, 2026
- Accounts · 429 to 291Feb 29, 2024 to Mar 26, 2025
- HNW clients · 61 to 63Feb 29, 2024 to Mar 26, 2025
- Individual clients · 232 to 228Feb 29, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Feb 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $272M to $280MFeb 29, 2024 to Mar 26, 2025
- HNW RAUM · $153M to $163MFeb 29, 2024 to Mar 26, 2025
- Individual RAUM · $135M to $136MFeb 29, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $16.4M to $19.5MFeb 29, 2024 to Mar 26, 2025
- RAUM · $288M to $299MFeb 29, 2024 to Mar 26, 2025
- Accounts · 297 to 429Feb 24, 2023 to Feb 29, 2024
- HNW clients · 59 to 61Feb 24, 2023 to Feb 29, 2024
- Individual clients · 238 to 232Feb 24, 2023 to Feb 29, 2024
- Discretionary RAUM · $190M to $272MFeb 24, 2023 to Feb 29, 2024
- HNW RAUM · $112M to $153MFeb 24, 2023 to Feb 29, 2024
- Individual RAUM · $93.7M to $135MFeb 24, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $15.4M to $16.4MFeb 24, 2023 to Feb 29, 2024
- RAUM · $205M to $288MFeb 24, 2023 to Feb 29, 2024
- Accounts · 437 to 297Mar 15, 2022 to Feb 24, 2023
- HNW clients · 62 to 59Mar 15, 2022 to Feb 24, 2023
- Individual clients · 247 to 238Mar 15, 2022 to Feb 24, 2023
- Discretionary RAUM · $205M to $190MMar 15, 2022 to Feb 24, 2023
- HNW RAUM · $128M to $112MMar 15, 2022 to Feb 24, 2023
- Individual RAUM · $92.9M to $93.7MMar 15, 2022 to Feb 24, 2023
- Non-discretionary RAUM · $16.0M to $15.4MMar 15, 2022 to Feb 24, 2023
- RAUM · $221M to $205MMar 15, 2022 to Feb 24, 2023
- Accounts · 397 to 437Feb 17, 2021 to Mar 15, 2022
- HNW clients · 45 to 62Feb 17, 2021 to Mar 15, 2022
- Individual clients · 217 to 247Feb 17, 2021 to Mar 15, 2022
- Pooled vehicle clients · 0.0 to unsetFeb 17, 2021 to Mar 15, 2022
- Discretionary RAUM · $158M to $205MFeb 17, 2021 to Mar 15, 2022
- HNW RAUM · $98.5M to $128MFeb 17, 2021 to Mar 15, 2022
- Individual RAUM · $76.2M to $92.9MFeb 17, 2021 to Mar 15, 2022
Signals
1 dated events
- E•• F••••••••• I••• filed its initial SEC registration (Form ADV)Feb 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 330-374-1932reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 330-374-1932reportedpublic record, Form ADV, Feb 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026