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Advisor at LPL FINANCIAL LLC
WAVERLY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 2, 2025 | n/a | yes | WAVERLY, OH | Current employment |
| WESBANCO SECURITIES, INC. | Bd affiliated wealth | Jun 28, 2016 | May 23, 2025 | no | Proctorville, OH|Jackson, OH|Jackson, OH|IRONTON, OH|Gallipolis, OH|West Portsmouth, OH|WHEELING, WV|Franklin, OH|Charleston, WV|Huntington, WV|Nitro, WV|Cincinnati, OH|Mason, OH|Newport, KY|Jackson, OH | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Oct 3, 2011 | Jun 20, 2016 | no | Portsmouth, OH|LUCASVILLE, OH|Wheelersburg, OH|NEW BOSTON, OH|WAVERLY, OH|MINFORD, OH|SARDINIA, OH|HILLSBORO, OH|Circleville, OH|Washington Court House, OH|OWENSVILLE, OH|WAVERLY, OH | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Mar 16, 2011 | Sep 22, 2011 | no | ASHLAND, KY|CHESAPEAKE, OH|JACKSON, OH|ASHLAND, KY|COAL GROVE, OH|ASHLAND, KY|ASHLAND, KY|CATLETTSBURG, KY|IRONTON, OH|PORTSMOUTH, OH|PORTSMOUTH, OH|SCIOTOVILLE, OH|FLATWOODS, KY|ASHLAND, KY | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Dec 22, 2009 | Feb 18, 2011 | no | LUCASVILLE, OH|CIRCLEVILLE, OH|CHILLICOTHE, OH|PORTSMOUTH, OH|CHILLICOTHE, OH|CHILLICOTHE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESBANCO SECURITIES, INC. | LPL FINANCIAL LLC | May 23, 2025 | May 2, 2025 | -21 | Firm change | Ibd to ibd |
| U.S. BANCORP INVESTMENTS, INC. | WESBANCO SECURITIES, INC. | Jun 20, 2016 | Jun 28, 2016 | 8 | Firm change | Other |
| PNC WEALTH MANAGEMENT | U.S. BANCORP INVESTMENTS, INC. | Sep 22, 2011 | Oct 3, 2011 | 11 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | PNC WEALTH MANAGEMENT | Feb 18, 2011 | Mar 16, 2011 | 26 | Firm change | Other |