DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tyler Landon Williams

LPL Financial LLCBD affiliatedWaverly, Ohdual registrantIAPD 3243719

Feed of 09/14/2026

At current firm

1 y

since May 2, 2025

In the industry

21 y

since Jan 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 2, 2025 · Waverly, Oh
Wesbanco Securities, Inc. BD affiliated
Jun 28, 2016 to May 23, 2025 · Proctorville, Oh
U.S. Bancorp Investments, Inc. former
Oct 3, 2011 to Jun 20, 2016 · Portsmouth, Oh
Pnc Wealth Management BD affiliated
Mar 16, 2011 to Sep 22, 2011 · Ashland, Ky
Fifth Third Securities, Inc. BD affiliated
Dec 22, 2009 to Feb 18, 2011 · Lucasville, Oh

Moves

a registration end followed by a registration begin elsewhere

Wesbanco Securities, Inc. to LPL Financial LLC
left May 23, 2025, registered May 2, 2025 (-21 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Investments, Inc. to Wesbanco Securities, Inc.
left Jun 20, 2016, registered Jun 28, 2016 (8 days) · Other
Pnc Wealth Management to U.S. Bancorp Investments, Inc.
left Sep 22, 2011, registered Oct 3, 2011 (11 days) · Other
Fifth Third Securities, Inc. to Pnc Wealth Management
left Feb 18, 2011, registered Mar 16, 2011 (26 days) · Other

Signals

Tyler Landon Williams left Wesbanco Securities, Inc. for Lpl Financial Llc (registered 2025-05-02)
May 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address