DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Eden Prairie, MN | Clear Lake, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Aug 31, 2026 | n/a | yes | Clear Lake, MN|Eden Prairie, MN | Current employment |
| B•• P•••••••• I••• | Bd affiliated wealth | Jan 17, 2018 | Aug 31, 2026 | no | Clear Lake, MN|CEDAR RAPIDS, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• P•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Aug 31, 2026 | Aug 31, 2026 | 0 | Firm change | Ibd to ibd |
| C•••••••• F•••••••• G•••• A••••••• | B•• P•••••••• I••• | Dec 31, 2017 | Jan 17, 2018 |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Apr 7, 2016 | Dec 31, 2017 | no | Clear Lake, MN|ROCHESTER, MN|Clear Lake, MN | Previous registration |
| T•• S•••••••• F•••••••• A••••••• | Bd affiliated wealth | Nov 12, 2010 | Apr 13, 2016 | no | GREENFIELD, WI|BLOOMINGTON, MN | Previous registration |
| 17 |
| Firm change |
| Other |
| T•• S•••••••• F•••••••• A••••••• | C•••••••• F•••••••• G•••• A••••••• | Apr 13, 2016 | Apr 7, 2016 | -6 | Firm change | Other |