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THE STRATEGIC FINANCIAL ALLIANCE, INC., CRD 126514
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM MARCUS HENN | Certified Financial Planner | LARKSPUR, CA | TEMPLE, TX | 22 | 26 | 1 | yes |
| JOHN TERENCE DUNN | Certified Financial Planner | WOODSTOCK, GA | 22 | 32 | 1 | yes |
| STEPHEN PATRICK ONEIL | n/a | ALPHARETTA, GA | 22 | 40 | 1 | yes |
| PATRICIA ANNE KOEHN | n/a | FAIRFAX, VA | PEACHTREE CORNERS, GA | 22 | 37 | 1 | yes |
| RONALD WILLIAM MURPHY | Chartered Financial Consultant | ATLANTA, GA | LARKSPUR, CA | 22 | 45 | 2 | yes |
| CHRISTOPHER DAVID ST. JOHN | Certified Financial Planner|Chartered Financial Consultant | MYRTLE BEACH, SC | ATLANTA, GA | 22 | 25 | n/a | yes |
| DAVID PAUL KAPCHINSKE | n/a | ACWORTH, GA | WOODSTOCK, GA | 22 | 35 | n/a | yes |
| JEFFREY DEAN MCCLENNING | Certified Financial Planner | PEACHTREE CORNERS, GA | 20 | 21 | n/a | yes |
| JOE LAND PEARCE | n/a | WILMINGTON, NC | ATLANTA, GA | 20 | 28 | 1 | yes |
| MICHAEL ALAN SPIELER | n/a | LARKSPUR, CA | IRVINE, CA | 19 | 19 | n/a | yes |
| MARK ALAN KEEN | Certified Financial Planner | ATLANTA, GA | FAIRFAX, VA | Fairfax, VA | 19 | 27 | 3 | yes |
| ANDREW MARION CRANE | n/a | PEACHTREE CORNERS, GA | 18 | 20 | 1 | yes |
| TRAVIS IWAO NAKAMURA | n/a | LARKSPUR, CA | HONOLULU, HI | 17 | 27 | 1 | yes |
| LEWIS JAMES WALKER | n/a | PEACHTREE CORNERS, GA | 17 | 45 | 1 | yes |
| ROBERTA LEE-DRISCOLL | n/a | HONOLULU, HI | ATLANTA, GA | 17 | 38 | n/a | yes |
| WILLIAM BLAINE BOWERS | Certified Financial Planner | RALEIGH, NC | 16 | 24 | 1 | yes |
| GLENN NORMAN KEEN | Certified Financial Planner | ALPHARETTA, GA | 15 | 41 | n/a | yes |
| ANDREA LYNN ALBU | n/a | ATLANTA, GA | 14 | 18 | 1 | yes |
| KATHRYN POCOCK GUSTAFSON | n/a | Fairfax, VA | FAIRFAX, VA | 14 | 28 | 1 | yes |
| LORI POCOCK ALLISON | Certified Financial Planner | Fairfax, VA | FAIRFAX, VA | 14 | 26 | 1 | yes |
| MICHAEL REED STEVENS | n/a | FAIRFAX, VA | Fairfax, VA | 14 | 26 | 1 | yes |
| CHRISTY LEE HORLACHER | Certified Financial Planner|Chartered Financial Consultant | MYRTLE BEACH, SC | 12 | 14 | 2 | yes |
| CHERYL LYN KNIGHT | n/a | FOOTHILL RANCH, CA | 12 | 27 | 1 | yes |
| KEVIN JAMES MURPHY | Certified Financial Planner | ALPHARETTA, GA | 12 | 17 | 2 | yes |
| MOIZ HUSAIN | n/a | ATLANTA, GA | 12 | 34 | 5 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GOLDSMITH, ARTHUR BERTRAM | Svp | Na | yes | 05/2003 | Mar 30, 2012 | May 21, 2024 |
| SFA HOLDINGS, INC. | Shareholder | E | yes | 02/2003 | Mar 30, 2012 | May 21, 2024 |
| SLOVIN, CLIVE | Director | Na | yes | 02/2003 | Mar 30, 2012 | May 21, 2024 |
| SULLIVAN, JULIE ANN | PRESIDENT, DIRECTOR | Na | yes | 07/2022 | Aug 5, 2013 | May 21, 2024 |
| TATUM, ANNA ELISE | Cfo | Na | yes | 05/2024 | May 21, 2024 | May 21, 2024 |
| WOLL, EDWARD BARNETT | VICE PRESIDENT, CCO | Na | yes | 12/2018 | Dec 20, 2016 | May 21, 2024 |
| COPELAND, JOSEPH KILLINGSWORTH | VICE PRESIDENT, INFORMATION SYSTEMS & TECHNOLOGY | Na | no | 01/2018 | Mar 30, 2018 | May 21, 2024 |
| SYWAK, ALEXANDER JAMES | VICE PRESIDENT, SUPERVISION | Na | no | 01/2018 | Mar 30, 2018 | May 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STRATEGIC BLUEPRINT, LLC | n/a | Independent wealth | $2.5B | N | yes | n/a |
| CAROLINA WEALTH ADVISORS, LLC | n/a | Independent wealth | $313M | N | no | n/a |
| BENNETT & CO ADVISORS, INC. | n/a | State registered | n/a | N | no | n/a |
| GREEN CREEK RESOURCES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| SFA INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| TIMBREL CAPITAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PEACHTREE CORNERS | Ga | United States | 7 | yes |
| Alpharetta | Ga | United States | 4 | yes |
| PEACHTREE CORNERS | Ga | United States | 4 | yes |
| Greensboro | Nc | United States | 4 | yes |
| Fairfax | Va | United States | 4 | yes |
| Woodstock | Ga | United States | 3 | yes |
| MYRTLE BEACH | Sc | United States | 3 | yes |
| COLORADO SPRINGS | Co | United States | 2 | yes |
| DAYTONA BEACH | FL | United States | 2 | yes |
| Honolulu | Hi | United States | 2 | yes |
| FOOTHILL RANCH | CA | United States | 1 | yes |
| Greenbrae | CA | United States | 1 | yes |
| SAN FRANCISCO | CA | United States | 1 | yes |
| LAKE MARY | FL | United States | 1 | yes |
| Honolulu | Hi | United States | 1 | yes |
| MT. PLEASANT | Mi | United States | 1 | yes |
| Clemson | Sc | United States | 1 | yes |
| Temple | TX | United States | 1 | yes |
| Fredericksburg | Va | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $382M | $27.0M | 56 | 41 | 23 | n/a | n/a |
| 2024 | Mar 31, 2025 | $471M | $28.5M | 63 | 46 | 33 | n/a | n/a |
| 2023 | Mar 28, 2024 | $334M | $48.5M | 74 | 56 | 38 | n/a | n/a |
| 2022 | Mar 31, 2023 | $384M | $106M | 72 | 59 | 38 | n/a | n/a |
| 2021 | Mar 31, 2022 | $525M | $212M | 75 | 62 | 36 | n/a | n/a |
| 2020 | Mar 31, 2021 | $690M | $277M | 95 | 87 | 41 | n/a | n/a |
| 2019 | Mar 30, 2020 | $655M | $172M | 112 | 82 | 42 | n/a | n/a |
| 2018 | Mar 29, 2019 | $501M | $88.1M | 114 | 90 | 53 | n/a | n/a |
| 2017 | Mar 30, 2018 | $854M | $120M | 121 | 103 | 52 | n/a | n/a |
| 2016 | Mar 29, 2017 | $624M | $215M | 121 | 103 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $441M | $116M | 128 | 116 | n/a | n/a | n/a |
| 2014 | Mar 17, 2015 | $322M | $115M | 124 | 113 | n/a | n/a | n/a |
| 2013 | Mar 29, 2014 | $321M | $84.1M | 110 | 107 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $340M | $55.7M | 215 | 183 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $272M | $30.5M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 5 | -3 | 8.9% | 0 | 0 | 0 | 9 | 13 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $382M | $471M | -18.9% | $384M | -0.2% | 56 | 63 | 23 | 33 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GRADIENT WEALTH MANAGEMENT | 2 | Dec 31, 2025 | Dec 16, 2025 | CLEMSON, SC | Team lift out | Ibd to ibd | 3.4% |
| GEORGIA WEALTH PARTNERS, LLC | 3 | Jul 15, 2021 | Jul 15, 2021 | GRIFFIN, GA | Team lift out | Ibd to RIA | 5.6% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 3 | Oct 29, 2019 | Oct 29, 2019 | GAINESVILLE, GA | Team lift out | Ibd to ibd | 5.0% |
| HARBOUR INVESTMENTS, INC. | 7 | Apr 13, 2016 | Jun 8, 2016 | GREENFIELD, WI | Team lift out | Other | 11.5% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VSR ADVISORY SERVICES | 3 | Jul 19, 2016 | Jul 20, 2016 | ATLANTA, GA | Team lift out | Other | 1.9% |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2 | May 11, 2016 | May 13, 2016 | GREENSBORO, NC | Team lift out | Other | 0.4% |