DFX Intelligence
Reading the graph
Reading the graph
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Advisor at 4• N•••• F••••••••
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 4• N•••• F•••••••• | State registered | Oct 10, 2025 | n/a | yes | DENVER, CO | Current employment |
| I•••••• F••••••••• I••• | Independent wealth | Apr 24, 2019 | Dec 17, 2025 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••• F••••••••• I••• | 4• N•••• F•••••••• | Dec 17, 2025 | Oct 10, 2025 | -68 | Firm change after gap | RIA to state RIA |
| M•• I•••••••• S•••••••• L•• | I•••••• F••••••••• I••• | Apr 25, 2019 | Apr 24, 2019 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 23, 2017 | Apr 25, 2019 | no | Denver, CO | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 26, 2011 | Oct 12, 2011 | no | BIGFORK, MT | Previous registration |
| -1 |
| Firm change |
| Ibd to RIA |
| L•• F•••••••• L•• | M•• I•••••••• S•••••••• L•• | Oct 12, 2011 | Mar 23, 2017 | 1,989 | Firm change after gap | Other |