DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• J••• W••••••

4• N•••• F••••••••state registeredDenver, CoIA-onlyIAPD 5006159

Certified Financial Planner

Feed of 09/14/2026

Also filed as N••••••• J••• W••••••

At current firm

0 y

since Oct 10, 2025

In the industry

15 y

since Feb 19, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

4• N•••• F•••••••• state registered current
since Oct 10, 2025 · Denver, Co
I•••••• F••••••••• I••• independent RIA
Apr 24, 2019 to Dec 17, 2025 · Greenwood Village, Co
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 23, 2017 to Apr 25, 2019 · Denver, Co
L•• F•••••••• L•• BD affiliated
Apr 26, 2011 to Oct 12, 2011 · Bigfork, Mt

Moves

a registration end followed by a registration begin elsewhere

I•••••• F••••••••• I••• to 4• N•••• F••••••••
left Dec 17, 2025, registered Oct 10, 2025 (-68 days) · RIA to a state-registered adviser
M•• I•••••••• S•••••••• L•• to I•••••• F••••••••• I•••
left Apr 25, 2019, registered Apr 24, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••
left Oct 12, 2011, registered Mar 23, 2017 (1989 days) · Other

Signals

N••••••• J••• W•••••• left I•••••• F••••••••• I••• for 4• N•••• F•••••••• (registered 2025-10-10)
Dec 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address