DFX Intelligence

T••••••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T••••••• C•••••• A•••••••• L••

CRD 339604

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2787d854-f876-d461-bffe-88b3e44cf087

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Dec 4, 2025 to Mar 31, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

T••••••• C•••••• A•••••••• L••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $154M••• Locked
Discretionary RAUM: $154M
Private client RAUM: $154Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $77.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• G•••••• A•••••••	Certified Financial Planner	HOUSTON, TX	0	21	2	yes
A••••• H••• S••••••	n/a	HOUSTON, TX	0	29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• M•••••••• B•••••	CHIEF FINANCIAL OFFICER COMPANY	Na	yes	10/2025	Mar 31, 2026	Mar 31, 2026
S••••••• A•••••• H•••	Ceo	Na	yes	10/2025	Mar 31, 2026	Mar 31, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$154M	$154M	3	2	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	50.0%	0	0	0	3	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$154M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Controls (2)

← B••••• M•••••••• B•••••OwnerCHIEF FINANCIAL OFFICER COMPANY, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV
← S••••••• A•••••• H•••OwnerCEO, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV

Owns (1)

← H•••• D••••• L••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV

Registered with (3)

← A••••• H••• S••••••

Dated events

Occurred
Feb 6, 2026
Advisor changed firm
Steve Mangold left T••••••• C•••••• A•••••••• L•• for Pnc Wealth Management (registered 2026-08-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2787d854-f876-d461-bffe-88b3e44cf087
First observed: Dec 4, 2025
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.