DFX Intelligence

A••••• H••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

A••••• H••• S••••••

Advisor at T••••••• C•••••• A•••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:9f6b551b-12ca-9ea3-9225-d01405611454

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: May 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• C•••••• A•••••••• L••	Independent wealth	Dec 18, 2025	n/a	yes	HOUSTON, TX	Current employment
P••••• F••••••••• L••	Former SEC adviser	Apr 25, 2018	Jan 17, 2019	no	IRVING, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A••••••• L••	P••••• F••••••••• L••	Jan 8, 2026	Apr 25, 2018	-2,815	Firm change after gap	Other
P••••• F••••••••• L••	T••••••• C•••••• A•••••••• L••	Jan 17, 2019	Dec 18, 2025

Relationships

Registered with (11)

→ T••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ T••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 28, 2015 to Jan 8, 2026factForm ADV
→ P••••• F••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2018 to Jan 17, 2019factForm ADV
→ S•••••• A•••••••• L•••

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
A••••• H••• S•••••• left T••••••• A••••••• L•• for P••••• F••••••••• L•• (registered 2018-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f6b551b-12ca-9ea3-9225-d01405611454
First observed: May 4, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.