This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 20, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Sep 20, 1996

First registration

Jun 24, 2010

Dual registered

yes, broker-dealer

Other names

WILLIAM LIEF COLLINSCOLLINS|BILL COLLINS|WILLIAM COLLINS

IAPD individual key

2787822

• Occurred

  Aug 8, 2025
  Advisor changed firm

  William Lief Collins left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2025-08-04)

  Form ADVobserved 5 days ago
• Occurred

  Sep 21, 2023
  Advisor changed firm

  William Lief Collins left Morgan Stanley for Cetera Investment Advisers Llc (registered 2023-11-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:278d0dcc-b367-e513-8162-9404acab5045

First observed

Jun 24, 2010

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.