RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• L••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 4, 2025 · Birmingham, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 17, 2023 to Aug 8, 2025 · Farmington Hills, Mi
- M••••• S•••••• wirehouseJun 24, 2010 to Sep 21, 2023 · Birmingham, Mi
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Aug 8, 2025, registered Aug 4, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to C••••• I••••••••• A••••••• L••left Sep 21, 2023, registered Nov 17, 2023 (57 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• L••• C•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-08-04)Aug 8, 2025 · Advisor changed firm · fact
- W•••••• L••• C•••••• left M••••• S•••••• for C••••• I••••••••• A••••••• L•• (registered 2023-11-17)Sep 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address