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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KIMBERLY MORSE

Advisor at WELLS FARGO ADVISORS

ARVADA, CO | BOULDER, CO | ST. LOUIS, MO | DENVER, CO

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Search this name across graphsid dfx:ria:27944eea-25f5-7181-5c01-59a4a93ca31c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Oct 25, 2004
First registration: Oct 26, 2004
Dual registered: yes, broker-dealer
Other names: KIMBERLY MARIE MORSE
IAPD individual key: 4334640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 9, 2026	n/a	yes	DENVER, CO\|ST. LOUIS, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 8, 2017	n/a	yes	BOULDER, CO\|DENVER, CO\|ARVADA, CO	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Nov 18, 2009	Jun 8, 2017	no	GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Nov 18, 2009	no	DENVER, CO	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 26, 2004	Jan 1, 2008	no	DENVER, CO\|DENVER, CO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	WELLS FARGO ADVISORS	Jun 8, 2017	Jun 8, 2017	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Nov 18, 2009	Nov 18, 2009	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Nov 18, 2009factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Nov 18, 2009 to Jun 8, 2017factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 26, 2004 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.