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RIA / WealthAdvisorCertified Financial Planner31 years in industry

RICHARD ALLEN STOCKER

Advisor at PATRIOT ASSET ADVISORS, LLC

PATASKALA, OH

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Search this name across graphsid dfx:ria:2794a47f-aad7-dbf5-1dea-2d89a46de16f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATRIOT ASSET ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Feb 17, 1995
First registration: Jun 2, 1999
Dual registered: no
IAPD individual key: 2573644

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PATRIOT ASSET ADVISORS, LLC	State registered	Jun 17, 2018	n/a	yes	PATASKALA, OH	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 6, 2015	May 24, 2018	no	Patskala, OH	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Aug 26, 2009	Nov 13, 2015	no	PATASKALA, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Aug 3, 2009	no	COLUMBUS, OH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jun 2, 1999	Jan 1, 2008	no	COLUMBUS, OH\|COLUMBUS, OH\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	PATRIOT ASSET ADVISORS, LLC	May 24, 2018	Jun 17, 2018	24	Firm change	Ibd to state RIA
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 13, 2015	Oct 6, 2015	-38	Bulk transfer	Other
WELLS FARGO ADVISORS	J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Aug 3, 2009	Aug 26, 2009	23	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ PATRIOT ASSET ADVISORS, LLCRegistered adviserregistration: current employment
Jun 17, 2018 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 6, 2015 to May 24, 2018factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 26, 2009 to Nov 13, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Aug 3, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jun 2, 1999 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.