RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•••• S••••••
- Professional profile
- linkedin.com/in/allen-stocker-cfp%C2%AE-07902516areportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P•••••• A•••• A•••••••• L•• state registered currentsince Jun 17, 2018 · Pataskala, Oh
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 6, 2015 to May 24, 2018 · Patskala, Oh
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerAug 26, 2009 to Nov 13, 2015 · Pataskala, Oh
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 3, 2009 · Columbus, Oh
- A• G• E•••••• • S•••• I••• unclassifiedJun 2, 1999 to Jan 1, 2008 · Columbus, Oh
- C••••• I••••••••• A••••••• L•• to P•••••• A•••• A•••••••• L••left May 24, 2018, registered Jun 17, 2018 (24 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••left Nov 13, 2015, registered Oct 6, 2015 (-38 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Aug 3, 2009, registered Aug 26, 2009 (23 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address