DFX Intelligence

J••• B•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• B•••••• P•••••••

Advisor at J••• M••••• S••••••••• L••

White Plains, NY

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Search this name across graphsid dfx:ria:279d56b4-6892-49ed-a8d9-9f5c47685537

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Mar 20, 2017	n/a	yes	White Plains, NY	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	Jun 6, 2014	Feb 13, 2017	no	WHITE PLAINS, NY\|BOSTON, MA\|PORT CHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	J••• M••••• S••••••••• L••	Feb 13, 2017	Mar 20, 2017	35	Firm change	Other
N•• Y••• L••• I••••••••• M••••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	Jun 2, 2014	Jun 6, 2014

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Mar 20, 2017 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2014 to Feb 13, 2017factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2008 to Jun 2, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:279d56b4-6892-49ed-a8d9-9f5c47685537
First observed: Apr 20, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.