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Advisor at ALLIANCEBERNSTEIN L.P.
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | Other adviser | May 20, 2022 | n/a | yes | CHICAGO, IL | Current employment |
| FISHER INVESTMENTS | Independent wealth | Oct 4, 2012 | Nov 25, 2014 | no | CAMAS, WA|PLANO, TX | Previous registration |
| PHILLIPS & COMPANY | Former SEC adviser | Aug 8, 2011 | Jul 13, 2012 | no | PORTLAND, OR | Previous registration |
| PHILLIPS & COMPANY | Former SEC adviser | Jan 30, 2009 | Dec 13, 2010 | no | PORTLAND, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | ALLIANCEBERNSTEIN L.P. | Nov 25, 2014 | May 20, 2022 | 2,733 | Firm change after gap | Other |
| PHILLIPS & COMPANY | FISHER INVESTMENTS | Jul 13, 2012 | Oct 4, 2012 | 83 | Firm change | Other |