RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••••• L••• other currentsince May 20, 2022 · Chicago, Il
- F••••• I••••••••• independent RIAOct 4, 2012 to Nov 25, 2014 · Camas, Wa
- P••••••• • C•••••• formerAug 8, 2011 to Jul 13, 2012 · Portland, Or
- P••••••• • C•••••• formerJan 30, 2009 to Dec 13, 2010 · Portland, Or
- F••••• I••••••••• to A••••••••• L•••left Nov 25, 2014, registered May 20, 2022 (2733 days) · Other
- P••••••• • C•••••• to F••••• I•••••••••left Jul 13, 2012, registered Oct 4, 2012 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address