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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

JOHN LEE LACKEY

Advisor at IWC FINANCIAL PLANNING

Weslaco, TX | WESLACO, TX | EDINBURG, TX

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Search this name across graphsid dfx:ria:27a99716-798b-8487-bc86-0c1ebf3e4bbc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IWC FINANCIAL PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 18, 2000
First registration: Aug 20, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4253902

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IWC FINANCIAL PLANNING	State registered	Sep 5, 2025	n/a	yes	Weslaco, TX\|EDINBURG, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 11, 2017	n/a	yes	WESLACO, TX	Current employment
VSR ADVISORY SERVICES	Former SEC adviser	Sep 2, 2016	Nov 2, 2016	no	WESLACO, TX\|OVERLAND PARK, KS	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Jul 17, 2017	no	WESLACO, TX	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Sep 27, 2006	Sep 1, 2016	no	WESLACO, TX\|OVERLAND PARK, KS\|WESLACO, TX\|WORDEN, IL\|OVERLAND PARK, KS	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Aug 20, 2002	Jul 5, 2005	no	WESLACO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	VSR ADVISORY SERVICES	Jul 17, 2017	Sep 2, 2016	-318	Channel change	Other
VSR ADVISORY SERVICES	LPL FINANCIAL LLC	Nov 2, 2016	Jul 11, 2017	251	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
UNITED SECURITIES ALLIANCE, INC.	VSR ADVISORY SERVICES	Jul 5, 2005	Sep 27, 2006	449	Firm change after gap	Other

Relationships

Registered with (5)

→ IWC FINANCIAL PLANNINGRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 11, 2017 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Jul 17, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 2, 2016 to Nov 2, 2016factForm ADV
→ UNITED SECURITIES ALLIANCE, INC.Registered adviserregistration: previous registration
Aug 20, 2002 to Jul 5, 2005factForm ADV

Dated events

No dated event names this entity yet.