This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Employees

8

Advisory employees

3

Offices

2Schedule D 1.F, beyond the principal office

Individual clients

0

High net worth clients

0

CRD

172090

Filings on the tape

1

First filed

Mar 6, 2026

Latest filed

Mar 6, 2026

Organised

Limited Liability Company, TX

• Occurred

  Jan 9, 2025
  Advisor departed, no destination yet

  Jaime Arnoldo Cavazos no longer registered at Iwc Financial Planning; no later IA registration on IAPD

  Form ADVobserved 6 days ago
• Occurred

  Nov 1, 2022
  Advisor changed firm

  Javier Ramos left Iwc Financial Planning for Lpl Financial Llc (registered 2021-05-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ac027d7c-cd61-72d9-967a-0ec48d53836c

First observed

Mar 6, 2026

Last observed

Mar 6, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.