DFX Intelligence

S••••• P••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S••••• P••• I••••••••• L••

CRD 310099

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Search this name across graphsid dfx:ria:27aa2b10-9c13-2198-67fb-502b62d68f8f

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 7
On other graphs: 2
Observed: Jun 24, 2021 to Jul 10, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• P••• I••••••••• L••

Private equity manager · shared crd

Venture Capitalidentity

S••••• P••• I••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $218Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••• B•••• O••••••	n/a	Camano Island, WA	5	17	n/a	no
P•••• M••••••• P•••••	n/a	Denver, CO	5	13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• P••• V••••••• I• L•	Venture Capital Fund	$235M	Jul 10, 2026	83	Nov 29, 2018	reported	021-323710
S• H••••••••• L••	Venture Capital Fund	$205M	Jul 10, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• A•••••• A•	M••••••	D	yes	05/2018	Jun 24, 2021	Jul 10, 2024
O••••••• P••••••• B••••	M••••••	D	yes	05/2018	Jun 24, 2021	Jul 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S• A••• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
S• C••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a
S• H•••••••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$807M	34.9%	$772M	12.1%	5	6	0	0

Relationships

Advises (30)

→ S••• D•••••• L••Private fundVenture Capital Fund, IA
Mar 26, 2021 to presentfactForm ADV
→ S• S••• M•••••••• L••Private fundVenture Capital Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ S• H••••••••• L••Private fundVenture Capital Fund, IA
Mar 26, 2021 to presentfactForm ADV
→ S• H•••••••• I••• L••Private fund

Dated events

Occurred
Jul 10, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$2.4M
Occurred
Jul 10, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$33.7M
Occurred
Jul 10, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$5.4M
Occurred
Jul 10, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27aa2b10-9c13-2198-67fb-502b62d68f8f
First observed: Jun 24, 2021
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.