DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• P••• I••••••••• L••
Latest filing Jul 10, 2026
First filing on the tape Jun 24, 2021 · 14 filings
SEC status approved since Jul 23, 2021
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$218M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
32
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.1B as of Jul 10, 2026
Mar 28, 2022$666M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Mar 28, 20220 then
Employees (5.A)5 as of Jul 10, 2026
Mar 28, 20224 then
Private funds32 as of Jul 10, 2026
Mar 28, 202227 then
RAUM +35% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
- RAUM per advisor
- $218MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• B•••• O•••••• | Camano Island, Wa | Aug 23, 2021 | 17 y | 0 |
| P•••• M••••••• P••••• | Denver, Co | Aug 23, 2021 | 13 y | 0 |
| A••••• A•••• M•••• | Fort Worth, Tx | Aug 24, 2021 | 15 y | 0 |
| C••••••••• W•••••• L••••••••• | Fort Worth, Tx | Aug 24, 2021 | 11 y | 0 |
| R••••• N••••• R••• | Fort Worth, Tx | Aug 24, 2021 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• P••• V••••••• I• L• | Venture Capital Fund | $195M | 87 | Nov 29, 2018 |
| S••••• P••• V••••••• I•• L• | Venture Capital Fund | $124M | 104 | Jul 29, 2020 |
| S• H••••••••• L•• | Venture Capital Fund | $49.5M | 59 | Mar 26, 2021 |
| S••••• P••• V••••••• O••••••••• F••• I• L• | Venture Capital Fund | $41.7M | 45 | Jul 29, 2020 |
| S• S••••••••• C•••••••• L•• | Venture Capital Fund | $32.7M | 11 | Jul 29, 2020 |
| S• H•••••••• I•• L•• | Venture Capital Fund | $24.5M | 30 | Mar 28, 2022 |
| S••• W••••••• L••no longer reported | Venture Capital Fund | $9.2M | 40 | Mar 26, 2021 |
| S••••• P••• V••••••• I••• L• | Venture Capital Fund | $8.4M | 76 | Mar 30, 2023 |
| S• S•••• M•••••••• L•• | Venture Capital Fund | $6.2M | 22 | Mar 26, 2021 |
| S• C••••••• P•••• L•• | Venture Capital Fund | $5.7M | 19 | Mar 26, 2021 |
| S• S•••••• R••••• L•• | Venture Capital Fund | $5.6M | 7 | Jun 24, 2021 |
| P••• I• L•• | Private Equity Fund | $5.6M | 7 | Mar 18, 2020 |
| S• H•••••••• I••• L•• | Venture Capital Fund | $5.6M | 28 | Mar 28, 2022 |
| S• C••••••••• P•••• L•• | Private Equity Fund | $4.5M | 1 | Mar 26, 2021 |
| S• T••• S••• M•••••••• L•• | Venture Capital Fund | $4.4M | 5 | Mar 26, 2021 |
| S• P•••••••• H•••• L•• | Venture Capital Fund | $4.3M | 23 | Mar 28, 2022 |
| S• H••••• P••• I•• L•• | Venture Capital Fund | $4.1M | 23 | Mar 28, 2022 |
| S••• F••••••• L•• | Venture Capital Fund | $4.1M | 11 | Mar 26, 2021 |
| S• R••••••• L•• | Private Equity Fund | $3.7M | 1 | Mar 26, 2021 |
| S• M•••• M•••••••• L•• | Venture Capital Fund | $3.7M | 26 | Mar 26, 2021 |
| S• H••••• P•••• L•• | Venture Capital Fund | $3.4M | 7 | Mar 26, 2021 |
| S• M•••• K••• L•• | Venture Capital Fund | $2.8M | 14 | Mar 28, 2022 |
| S••• D•••••• L•• | Venture Capital Fund | $2.7M | 10 | Mar 26, 2021 |
| S• H••• M•••••••• L•• | Venture Capital Fund | $2.6M | 21 | Mar 27, 2024 |
| S• D•••••• M•••••••• L•• | Venture Capital Fund | $2.6M | 8 | Mar 28, 2022 |
| S• S••• M•••••••• L•• | Venture Capital Fund | $2.4M | 5 | Mar 28, 2022 |
| S• Q••••••• P•••• L•• | Private Equity Fund | $2.4M | 2 | Mar 26, 2021 |
| S• M•••• G•••••••• L•• | Venture Capital Fund | $2.3M | 11 | Mar 27, 2024 |
| S• S•••• M••••••• I•• L•• | Venture Capital Fund | $1.9M | 17 | Mar 28, 2022 |
| S• G••• L•• | Venture Capital Fund | $1.6M | 21 | Mar 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M••••• A•••••• A• · M••••••controlsince 05/2018 · owns 50% to 75%
- O••••••• P••••••• B•••• · M••••••controlsince 05/2018 · owns 50% to 75%
- P•••••• P••••• M••••••• · Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
Related persons
Schedule D 7.A
- S• A••• M••••••• L••pooled vehicle sponsorn
- S• C••••• P•••••••• L••pooled vehicle sponsorn
- S• H•••••••• G•• L••pooled vehicle sponsorn
- S• S••••••••• C••••••• M••••••• L••pooled vehicle sponsorn
- S••••• P••• V••••••• C••••••• G• I• L••pooled vehicle sponsorn
- S••••• P••• V••••••• G• I•• L••pooled vehicle sponsorn
- S••••• P••• V••••••• G• I••• L••pooled vehicle sponsorn
- S••••• P••• V••••••• G•• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Jul 10, 2026private funds per $1B of RAUM of 29.4 against a peer median of 4.3 (953 comparable advisers, 98.0th percentile, 8.1 robust deviations)peers: ASSET_M••••••, $1B to $5B (953) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 31 to 32Jul 8, 2025 to Mar 26, 2026
- Advisory employees · 6 to 5Jul 8, 2025 to Mar 26, 2026
- Pooled vehicle clients · 31 to 32Jul 8, 2025 to Mar 26, 2026
- Employees · 6 to 5Jul 8, 2025 to Mar 26, 2026
- Private funds · 31 to 32Jul 8, 2025 to Mar 26, 2026
- Discretionary RAUM · $807M to $1.1BJul 8, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $807M to $1.1BJul 8, 2025 to Mar 26, 2026
- RAUM · $807M to $1.1BJul 8, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0May 7, 2025 to Jul 8, 2025
- Accounts · 28 to 31Jul 10, 2024 to Mar 27, 2025
- Advisory employees · 4 to 6Jul 10, 2024 to Mar 27, 2025
- Pooled vehicle clients · 28 to 31Jul 10, 2024 to Mar 27, 2025
- Employees · 4 to 6Jul 10, 2024 to Mar 27, 2025
- HQ city · unset to Jul 10, 2024 to Mar 27, 2025
- HQ state · unset to Jul 10, 2024 to Mar 27, 2025
- Private funds · 28 to 31Jul 10, 2024 to Mar 27, 2025
- Discretionary RAUM · $716M to $807MJul 10, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $716M to $807MJul 10, 2024 to Mar 27, 2025
- RAUM · $716M to $807MJul 10, 2024 to Mar 27, 2025
- Accounts · 27 to 28Sep 6, 2023 to Mar 27, 2024
- Pooled vehicle clients · 27 to 28Sep 6, 2023 to Mar 27, 2024
- Private funds · 27 to 28Sep 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $772M to $716MSep 6, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $772M to $716MSep 6, 2023 to Mar 27, 2024
- RAUM · $772M to $716MSep 6, 2023 to Mar 27, 2024
- Related adviser · true to falseSep 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $666M to $772MSep 20, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $666M to $772MSep 20, 2022 to Mar 30, 2023
- RAUM · $666M to $772MSep 20, 2022 to Mar 30, 2023
- Accounts · 18 to 27Jan 19, 2022 to Mar 28, 2022
- Advisory employees · 5 to 4Jan 19, 2022 to Mar 28, 2022
- Pooled vehicle clients · 18 to 27Jan 19, 2022 to Mar 28, 2022
- Employees · 5 to 4Jan 19, 2022 to Mar 28, 2022
- Other offices · 1 to 0Jan 19, 2022 to Mar 28, 2022
- Private funds · 18 to 27Jan 19, 2022 to Mar 28, 2022
- Discretionary RAUM · $392M to $666MJan 19, 2022 to Mar 28, 2022
- Pooled vehicle RAUM · $392M to $666MJan 19, 2022 to Mar 28, 2022
- RAUM · $392M to $666MJan 19, 2022 to Mar 28, 2022
- HQ city · FORT WORTH to unsetJun 24, 2021 to Jan 19, 2022
- HQ state · TX to unsetJun 24, 2021 to Jan 19, 2022
Signals
3 dated events
- S••••• P••• I••••••••• L•• reported RAUM $1.1B, up 35% from $807.5M (2025-07-08 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- S••••• P••• I••••••••• L•• reported RAUM $665.8M, up 70% from $391.7M (2022-01-19 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- S••••• P••• I••••••••• L•• filed its initial SEC registration (Form ADV)Jun 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• P••• I••••••••• L•• · Private Equityshared crd · organization
- S••••• P••• I••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/summitpeakreportedpublic record, Form ADV, Sep 18, 2026
- Website
- summitpeak.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-350-4312reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $218Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026