DFX Intelligence

R•••••• T•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

R•••••• T•••••• E••••

Advisor at E•••• F•••••••• S•••••••• I•••

FORT WORTH, TX

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Search this name across graphsid dfx:ria:27b1fbcf-f9f5-9f71-067d-15b8b5f42d82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 1, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• F•••••••• S•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 26, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• F•••••••• S•••••••• I•••	State registered	Mar 14, 2008	n/a	yes	FORT WORTH, TX	Current employment
T•••• A•••••••• L••	Former SEC adviser	Jan 3, 2007	Mar 17, 2008	no	AZLE, TX\|FORT WORTH, TX\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A•••••••• L••	E•••• F•••••••• S•••••••• I•••	Mar 17, 2008	Mar 14, 2008	-3	Firm change	Other
S••••• S••••••••• I•••	T•••• A•••••••• L••	Dec 31, 2006	Jan 3, 2007

Relationships

Registered with (3)

→ E•••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 14, 2008 to presentfactForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2007 to Mar 17, 2008factForm ADV
→ S••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 1, 1996 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27b1fbcf-f9f5-9f71-067d-15b8b5f42d82
First observed: Apr 1, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.