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CRD 15916
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| I••• J•••• S•••••••• | n/a | GRANBURY, TX | Benbrook, TX | PLANO, TX | FORT WORTH, TX | 37 | 41 | n/a | yes |
| R•• E••••• W••••• | n/a | FORT WORTH, TX | 35 | 43 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K••••• C•••• M••••••• | Cco | Na | yes | 03/2024 | Mar 19, 2024 | Oct 23, 2024 |
| M•••••• J•••• L•• | Cfo | Na | yes | 01/2019 | Mar 6, 2019 | Oct 23, 2024 |
| S••••••••• I••• J•••• |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••• S••••••••• I••• | n/a | Independent wealth | $679M | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Dallas | TX | United States | 2 | no |
| Grapevine | TX | United States | 2 | no |
| Irving | TX | United States | 2 | no |
| n/a | n/a | n/a | 2 | no |
| n/a | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $679M | $599M | 13.3% | $511M | 10.0% | 35 | 37 | 8 | 9 |
| yes |
| C••••••••• R•••••• S••• | n/a | DALLAS, TX | TYLER, TX | FORT WORTH, TX | FT WORTH, TX | Westworth Village, TX | GILMER, TX | 29 | 30 | n/a | yes |
| W•••••• B•••••• D••••••• | n/a | IRVING, TX | 26 | 38 | n/a | yes |
| M•••••• C••••••••• M••••••• | n/a | FORT WORTH, TX | 21 | 28 | n/a | yes |
| J•••• R••••• P••••••••• | n/a | GRAPEVINE, TX | 21 | 36 | 1 | yes |
| E••• P•••••• C•••••••• | n/a | PLANO, TX | 21 | 45 | 1 | yes |
| B•••• J••••• B••••• | n/a | KELLER, TX | FORT WORTH, TX | 19 | 41 | 1 | yes |
| D••••• W•••••• A••••• | n/a | GRANBURY, TX | 19 | 31 | n/a | yes |
| W•••••• P•••• S••••••••• | n/a | FT WORTH, TX | FORT WORTH, TX | 18 | 24 | n/a | yes |
| J••••••• F•••••••• J••••• | Certified Financial Planner | TYLER, TX | GILMER, TX | 18 | 25 | n/a | yes |
| J••• J••••• O•••••• | n/a | Lakeway, TX | 17 | 37 | n/a | yes |
| J•• M• W••••• | n/a | DALLAS, TX | 13 | 23 | 3 | yes |
| K•••• A•••• B••••••• | n/a | DALLAS, TX | 12 | 42 | 1 | yes |
| R•••••• E••••• F•••••• | n/a | IRVING, TX | FORT WORTH, TX | 12 | 34 | n/a | yes |
| J•••• L•• M••••• | n/a | FORT WORTH, TX | 11 | 17 | n/a | yes |
| K•••••• S•••• M••••• | n/a | FORT WORTH, TX | 8 | 21 | 1 | yes |
| M•••••• C•••• S•••••• | n/a | FORT WORTH, TX | 6 | 20 | n/a | yes |
| J•••• W•••••• D•••••••• | n/a | FORT WORTH, TX | 6 | 20 | n/a | yes |
| C•••• W•••• | n/a | FORT WORTH, TX | 2 | 10 | n/a | yes |
| J••••• R•••••• D••• | n/a | FORT WORTH, TX | 1 | 13 | 2 | yes |
| Z•••••• B•••••• B••••• | n/a | KELLER, TX | 0 | 21 | n/a | yes |
| M•••• J•••• H••• | n/a | TYLER, TX | 0 | 24 | n/a | yes |
| J•••• S•••••••• | Personal Financial Specialist | Fort Worth, TX | FORT WORTH, TX | 0 | 11 | 2 | no |
| J•••••• C••••••• J•••••• | n/a | Lafayette , LA | FORT WORTH, TX | 0 | 19 | 5 | yes |
| EXE CHRM, TREAS, DIR: JOINTLY OWNED W/C•••• W••••• |
| E |
| yes |
| 06/2011 |
| Feb 7, 2012 |
| Oct 23, 2024 |
| S•••• C••••••••• R•••••• | CEO, ROSFP, DIR, MSP | B | yes | 03/2011 | Feb 7, 2012 | Oct 23, 2024 |
| W•••••• C•••• B••• | DIR, CORP SEC: JOINTLY OWNED WITH J•••• S•••••••• | E | yes | 03/2012 | Feb 7, 2012 | Oct 23, 2024 |
| n/a |
| 2 |
| no |
| Amarillo | TX | United States | 1 | no |
| Granbury | TX | United States | 1 | no |
| Tyler | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| n/a | n/a | n/a | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Mar 4, 2026 |
| $679M |
| $46.4M |
| 35 |
| 23 |
| 8 |
| n/a |
| n/a |
| 2024 | Mar 7, 2025 | $599M | $41.6M | 37 | 24 | 9 | n/a | n/a |
| 2023 | Mar 19, 2024 | $547M | $40.3M | 37 | 24 | 11 | n/a | n/a |
| 2022 | Mar 27, 2023 | $511M | $41.8M | 42 | 28 | 13 | n/a | n/a |
| 2021 | Mar 8, 2022 | $603M | $49.8M | 42 | 28 | 15 | n/a | n/a |
| 2020 | Mar 4, 2021 | $503M | $42.3M | 44 | 29 | 15 | n/a | n/a |
| 2019 | Feb 10, 2020 | $440M | $34.7M | 44 | 29 | 15 | n/a | n/a |
| 2018 | Mar 6, 2019 | $400M | $31.6M | 51 | 33 | 19 | n/a | n/a |
| 2017 | Jan 19, 2018 | $341M | $18.9M | 451 | 28 | 32 | n/a | n/a |
| 2016 | Feb 3, 2017 | $283M | $15.1M | 49 | 29 | n/a | n/a | n/a |
| 2015 | Jan 28, 2016 | $263M | $19.7M | 52 | 32 | n/a | n/a | n/a |
| 2014 | Feb 17, 2015 | $250M | $21.3M | 52 | 32 | n/a | n/a | n/a |
| 2013 | Feb 19, 2014 | $231M | $22.2M | 55 | 32 | n/a | n/a | n/a |
| 2012 | Feb 13, 2013 | $184M | $20.0M | 55 | 32 | n/a | n/a | n/a |
| 2011 | Feb 7, 2012 | $153M | $15.0M | n/a | n/a | n/a | n/a | n/a |