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Advisor at ONE UNDER WEALTH MANAGEMENT, LLC
ASHEVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE UNDER WEALTH MANAGEMENT, LLC | State registered | Dec 22, 2022 | n/a | yes | ASHEVILLE, NC | Current employment |
| FOCUS ADVISOR SOLUTIONS, LLC | Independent wealth | Mar 29, 2011 | Oct 8, 2014 | no | ATLANTA, GA|ST. LOUIS, MO | Previous registration |
| CAPITAL DIRECTIONS LLC | Former SEC adviser | Nov 22, 2006 | Apr 25, 2023 | no | ASHEVILLE, NC|ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL DIRECTIONS LLC | FOCUS ADVISOR SOLUTIONS, LLC | Apr 25, 2023 | Mar 29, 2011 | -4,410 | Firm change after gap | Other |
| FOCUS ADVISOR SOLUTIONS, LLC | ONE UNDER WEALTH MANAGEMENT, LLC | Oct 8, 2014 | Dec 22, 2022 | 2,997 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109762:143319:GA:2023-04-25 | Apr 25, 2023 | Mar 29, 2011 | ATLANTA, GA | Firm change after gap |