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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CAPITAL DIRECTIONS LLC

CAPITAL DIRECTIONS, LLC, CRD 109762

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c627d4e5-15fa-cb15-966d-473ea1fc7459

Data as of Mar 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 19
On other graphs: 1
Observed: Apr 9, 2012 to Mar 22, 2023
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Capital Directions LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.9BItem 5.F on the latest filing (2023-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.1B
Private client RAUM: $3.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4,832
Individual clients: 1,196
High net worth clients: 631
Custody, client assets: $1.9B
SEC number: 801-57269
CRD: 109762
Filings on the tape: 32
First filed: Apr 9, 2012
Latest filed: Mar 22, 2023
Organised: Limited Liability Company, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COVINGTON, DENNIS, WAYNE	MANAGING PRINCIPAL/MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	11/2004	Apr 9, 2012	Mar 22, 2023
HARTIGAN, TERRENCE, PATRICK	Prinicpal	B	yes	01/2013	Jan 24, 2013	Mar 22, 2023
MCMILLEN, JOHN, MATTHEW	MINORITY OWNER	A	no	12/2019	Mar 31, 2021	Mar 22, 2023
O'DONNELL, RICHARD, C.	MINORITY OWNER	A	no	12/2019	Mar 31, 2021	Mar 22, 2023
WILLIAMS, JOHN, LILE	MINORITY OWNER	Na	no	10/2018	Mar 18, 2019	Mar 22, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JOHN L. WILLIAMS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Southport	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 22, 2023	$3.9B	$3.1B	25	11	1	n/a	n/a
2021	Mar 21, 2022	$3.8B	$3.0B	24	11	1	n/a	n/a
2020	Mar 31, 2021	$2.9B	$2.5B	18	10	1	n/a	n/a
2019	Feb 26, 2020	$2.8B	$2.2B	19	10	0	n/a	n/a
2018	Mar 18, 2019	$2.2B	$1.6B	17	8	3	n/a	n/a
2017	Mar 26, 2018	$2.3B	$1.6B	15	6	0	n/a	n/a
2016	Feb 21, 2017	$1.9B	$1.3B	12	5	n/a	n/a	n/a
2015	Mar 28, 2016	$1.7B	$1.2B	12	5	n/a	n/a	n/a
2014	Mar 25, 2015	$1.6B	$1.1B	12	5	n/a	n/a	n/a
2013	Mar 17, 2014	$1.3B	$949M	13	7	n/a	n/a	n/a
2012	Jan 24, 2013	$930M	$752M	13	7	n/a	n/a	n/a
2011	Apr 9, 2012	$863M	$628M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$3.9B	$3.8B	0.6%	$2.8B	11.4%	25	24	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAVANT WEALTH MANAGEMENT	9	Apr 25, 2023	Apr 20, 2023	ATLANTA, GA	Firm absorbed	RIA to RIA	69.2%
FOCUS ADVISOR SOLUTIONS, LLC	3	Apr 25, 2023	Aug 30, 2013	ATLANTA, GA	Team lift out	RIA to RIA	23.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHGUARD ADVISORY GROUP, LLC	2	Oct 3, 2018	Oct 19, 2018	ALPHARETTA, GA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← COVINGTON, DENNIS, WAYNEOwnerMANAGING PRINCIPAL/MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Apr 9, 2012 to presentfactForm ADV
← HARTIGAN, TERRENCE, PATRICKOwnerPRINICPAL, ownership code B, individual
Jan 24, 2013 to presentfactForm ADV

Owns (3)

← WILLIAMS, JOHN, LILEOwnerMINORITY OWNER, ownership code NA, individual
Mar 18, 2019 to presentfactForm ADV
← MCMILLEN, JOHN, MATTHEWOwnerMINORITY OWNER, ownership code A, individual
Mar 31, 2021 to presentfactForm ADV
← O'DONNELL, RICHARD, C.OwnerMINORITY OWNER, ownership code A, individual
Mar 31, 2021 to presentfactForm ADV

Registered with (14)

← DENNIS WAYNE COVINGTONAdvisorregistration: previous registration
Mar 27, 2003 to Apr 25, 2023factForm ADV
← TERRENCE PATRICK HARTIGANAdvisorregistration: previous registration
Jan 10, 2013 to Apr 25, 2023factForm ADV
← JOHN LILE WILLIAMSAdvisorregistration: previous registration
Oct 18, 2018 to Apr 25, 2023factForm ADV
← JOHN MATTHEW MCMILLENAdvisorregistration: previous registration
Mar 24, 2005 to Apr 25, 2023factForm ADV
← NATHAN SCOTT PRITCHARDAdvisorregistration: previous registration
Nov 22, 2006 to Apr 25, 2023factForm ADV
← JOSHUA JOHN PODCZERVINSKIAdvisorregistration: previous registration
Oct 19, 2018 to Apr 25, 2023factForm ADV
← PATRICK JOSEPH CURRANAdvisorregistration: previous registration
Dec 22, 2022 to Apr 25, 2023factForm ADV
← MICHAEL HUNTER BROOKSAdvisorregistration: previous registration
Aug 30, 2021 to Apr 25, 2023factForm ADV
← MIRIAM C FALAKIAdvisorregistration: previous registration
Oct 10, 2019 to Apr 25, 2023factForm ADV
← RICHARD C. O'DONNELLAdvisorregistration: previous registration
Jul 21, 2014 to Apr 25, 2023factForm ADV
← Michael Wellington BorkAdvisorregistration: previous registration
Aug 16, 2017 to Apr 25, 2023factForm ADV
← Evan GoldfussAdvisorregistration: previous registration
Apr 16, 2018 to Apr 25, 2023factForm ADV
← EVAN LANDON KUYKENDALLAdvisorregistration: previous registration
Aug 17, 2022 to Apr 25, 2023factForm ADV
← TERRY JAY MONTANOAdvisorregistration: previous registration
Mar 23, 2021 to Apr 11, 2023factForm ADV

Moved with (3)

→ SAVANT WEALTH MANAGEMENTRegistered adviser9 advisors, firm absorbed, same day
Apr 25, 2023 to Apr 20, 2023factForm ADV
← WEALTHGUARD ADVISORY GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Oct 3, 2018 to Oct 19, 2018factForm ADV
→ FOCUS ADVISOR SOLUTIONS, LLCRegistered adviser3 advisors, team lift out, same day
Apr 25, 2023 to Aug 30, 2013factForm ADV

Dated events

Occurred
Apr 25, 2023
Team lift-out
3 advisors left Capital Directions LLC (Atlanta, GA) for Focus Advisor Solutions, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Apr 25, 2023
Firm absorbed
Capital Directions LLC's advisors moved to Savant Wealth Management (Atlanta, GA): 9 of 13 registered, on the same day
Form ADVobserved 3 days ago
9 advisors
Occurred
Apr 25, 2023
Advisor changed firm
Patrick Joseph Curran left Capital Directions Llc for Savant Wealth Management (registered 2023-03-09)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Michael Wellington Bork left Capital Directions Llc for Savant Wealth Management (registered 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Evan Goldfuss left Capital Directions Llc for Savant Wealth Management (registered 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Terrence Patrick Hartigan left Capital Directions Llc for Savant Wealth Management (registered 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Miriam C Falaki left Capital Directions Llc for Savant Wealth Management (registered 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Joshua John Podczervinski left Capital Directions Llc for Savant Wealth Management (registered 2023-03-09)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Michael Hunter Brooks left Capital Directions Llc for Savant Wealth Management (registered 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
John Matthew Mcmillen left Capital Directions Llc for Focus Advisor Solutions, Llc (registered 2011-03-18)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Evan Landon Kuykendall left Capital Directions Llc for Savant Wealth Management (registered 2023-02-27)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Richard C. O'Donnell left Capital Directions Llc for Savant Wealth Management (registered 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
John Lile Williams left Capital Directions Llc for Savant Wealth Management (registered 2023-04-20)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Dennis Wayne Covington left Capital Directions Llc for Focus Advisor Solutions, Llc (registered 2013-08-30)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Nathan Scott Pritchard left Capital Directions Llc for Focus Advisor Solutions, Llc (registered 2011-03-29)
Form ADVobserved 4 days ago
Occurred
Apr 11, 2023
Advisor changed firm
Terry Jay Montano left Capital Directions Llc for Facet (registered 2021-03-25)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2022
Control person left
Scott Nathan Pritchard (Principal) no longer on Schedule A of Capital Directions Llc (listed 2022-10-25, absent 2022-12-01)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2022
Regulatory AUM changed
Capital Directions Llc reported RAUM $3.8B, up 30% from $2.9B (2021-12-10 to 2022-03-21)
Form ADVobserved 4 days ago
$888M
Occurred
Feb 26, 2020
Regulatory AUM changed
Capital Directions Llc reported RAUM $2.8B, up 28% from $2.2B (2019-10-14 to 2020-02-26)
Form ADVobserved 4 days ago
$602M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c627d4e5-15fa-cb15-966d-473ea1fc7459
First observed: Apr 9, 2012
Last observed: Mar 22, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL DIRECTIONS LLC

CAPITAL DIRECTIONS, LLC, CRD 109762

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c627d4e5-15fa-cb15-966d-473ea1fc7459

Data as of Mar 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COVINGTON, DENNIS, WAYNE

MANAGING PRINCIPAL/MEMBER, CHIEF COMPLIANCE OFFICER

yes

11/2004

Apr 9, 2012

Mar 22, 2023

HARTIGAN, TERRENCE, PATRICK

Prinicpal

yes

01/2013

Jan 24, 2013

Mar 22, 2023

MCMILLEN, JOHN, MATTHEW

MINORITY OWNER

12/2019

Mar 31, 2021

Mar 22, 2023

O'DONNELL, RICHARD, C.

MINORITY OWNER

12/2019

Mar 31, 2021

Mar 22, 2023

WILLIAMS, JOHN, LILE

MINORITY OWNER

10/2018

Mar 18, 2019

Mar 22, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JOHN L. WILLIAMS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Southport

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 22, 2023

$3.9B

$3.1B

n/a

2021

Mar 21, 2022

$3.8B

$3.0B

n/a

2020

Mar 31, 2021

$2.9B

$2.5B

n/a

2019

Feb 26, 2020

$2.8B

$2.2B

n/a

2018

Mar 18, 2019

$2.2B

$1.6B

n/a

2017

Mar 26, 2018

$2.3B

$1.6B

n/a

2016

Feb 21, 2017

$1.9B

$1.3B

n/a

2015

Mar 28, 2016

$1.7B

$1.2B

n/a

2014

Mar 25, 2015

$1.6B

$1.1B

n/a

2013

Mar 17, 2014

$1.3B

$949M

n/a

2012

Jan 24, 2013

$930M

$752M

n/a

2011

Apr 9, 2012

$863M

$628M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$3.9B

$3.8B

0.6%

$2.8B

11.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAVANT WEALTH MANAGEMENT

Apr 25, 2023

Apr 20, 2023

ATLANTA, GA

Firm absorbed

RIA to RIA

69.2%

FOCUS ADVISOR SOLUTIONS, LLC

Apr 25, 2023

Aug 30, 2013

ATLANTA, GA

Team lift out

RIA to RIA

23.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHGUARD ADVISORY GROUP, LLC

Oct 3, 2018

Oct 19, 2018

ALPHARETTA, GA

Team lift out

RIA to RIA

100.0%