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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

BRIAN SCOTT PARNESS

Advisor at OSAIC WEALTH, INC.

JERICHO, NY | Hallendale Beach, FL

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Search this name across graphsid dfx:ria:27beb1d8-57f1-57fb-0bfb-31eef7caf7e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 7
Exams: S66
First exam: Feb 7, 2003
First registration: Aug 25, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4553835

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 5, 2018	n/a	yes	JERICHO, NY\|Hallendale Beach, FL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 18, 2011	Jan 9, 2018	no	MELVILLE, NY\|MELVILLE, NY	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Sep 8, 2006	Nov 21, 2011	no	GARDEN CITY, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 25, 2003	Sep 12, 2006	no	GARDEN CITY, NY\|MITCHELL FIELD, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC WEALTH, INC.	Jan 9, 2018	Jan 5, 2018	-4	Firm change	Ibd to ibd
JANNEY MONTGOMERY SCOTT LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 21, 2011	Nov 18, 2011	-3	Firm change	Other
UBS FINANCIAL SERVICES INC.	JANNEY MONTGOMERY SCOTT LLC	Sep 12, 2006	Sep 8, 2006	-4	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 5, 2018 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 18, 2011 to Jan 9, 2018factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Sep 8, 2006 to Nov 21, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 25, 2003 to Sep 12, 2006factForm ADV

Dated events

No dated event names this entity yet.