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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

CLAYTON B VANDENBOSSCHE

Advisor at LPL FINANCIAL LLC

RENO, NV | MENLO PARK, CA

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Search this name across graphsid dfx:ria:27bf0c43-41d7-bbd5-be0b-9c93780b0f0a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Sep 30, 2010
First registration: Oct 1, 2010
Dual registered: yes, broker-dealer
Other names: CLAYTON BENJAMIN VANDENBOSSCHE
IAPD individual key: 5748677

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2020	n/a	yes	MENLO PARK, CA\|RENO, NV	Current employment
EK RILEY INVESTMENTS, LLC	Former SEC adviser	Aug 11, 2017	Nov 6, 2020	no	Seattle, WA\|Menlo Park, CA\|SEATTLE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 12, 2011	Aug 15, 2017	no	SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 1, 2010	Jun 30, 2011	no	San Francisco, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EK RILEY INVESTMENTS, LLC	LPL FINANCIAL LLC	Nov 6, 2020	Oct 1, 2020	-36	Bulk transfer	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EK RILEY INVESTMENTS, LLC	Aug 15, 2017	Aug 11, 2017	-4	Firm change	Other
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 30, 2011	Aug 12, 2011	43	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 1, 2020 to presentfactForm ADV
→ EK RILEY INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 11, 2017 to Nov 6, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 12, 2011 to Aug 15, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 1, 2010 to Jun 30, 2011factForm ADV

Dated events

No dated event names this entity yet.