DFX Intelligence

J••• M••••• A••••••••• A••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

J••• M••••• A••••••••• A••••••• I•••

CRD 321007

NEW YORK, NY

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Search this name across graphsid dfx:ria:27c78606-d005-faf0-ce0f-aef87c003000

Data as of Nov 4, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2022 to Nov 4, 2022
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 10
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-125009
CRD: 321007

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J••••• P••••• R••••••••	DIRECTOR/ CHIEF OPERATIONS OFFICER	Na	yes	04/2022	Apr 13, 2022	Nov 4, 2022
J•••••• J•••••••• M•••	DIRECTOR/ SECRETARY	Na	yes	04/2022	Apr 13, 2022	Nov 4, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J••• M••••• I••••••••• M••••••••• I•••	n/a	Asset manager	$3519B	N	yes	n/a
J••• M••••• I••••••••• I••••••••• I•••	n/a	Former SEC adviser	$14B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	10	no

Relationships

Affiliated with (2)

→ J••• M••••• I••••••••• I•••••••••Registered adviserbroker-dealer, common control
factForm ADV
→ J••• M••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, common control
factForm ADV

Controls (9)

← L•• V••••••• •• M••••• N••••OwnerDIRECTOR/CO-CHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 13, 2022 to presentfactForm ADV
← V•• E••••••••• B••••• J•

Dated events

Occurred
Apr 13, 2022
First Form ADV filing
J••• M••••• A••••••••• A••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27c78606-d005-faf0-ce0f-aef87c003000
First observed: Apr 13, 2022
Last observed: Nov 4, 2022 47 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.