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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

J.P. MORGAN INSTITUTIONAL INVESTMENTS

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., CRD 102920

NEW YORK, NY

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Search this name across graphsid dfx:ria:6b9ae69a-27ed-ca1b-eb80-2513a90a31c9

Data as of Sep 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 64
Dated events: 0
On other graphs: 2
Observed: Nov 22, 2011 to Sep 18, 2014
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J.P. Morgan Institutional Investments

Intermediary · shared crd

Real Estate Fundsidentity

J.P. Morgan Institutional Investments

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $14BItem 5.F on the latest filing (2014-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 9
Accounts: 116,242
SEC number: 801-64031
CRD: 102920
Filings on the tape: 18
First filed: Nov 22, 2011
Latest filed: Sep 18, 2014
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GATCH, GEORGE CROSBY WHITE	President	Na	yes	04/2011	Nov 22, 2011	Sep 18, 2014
HOFFMANN, JAMES ARTHUR	SENIOR VICE PRESIDENT	Na	yes	04/2011	Nov 22, 2011	Sep 18, 2014
J.P. MORGAN CHASE & CO.	SOLE STOCKHOLDER	E	yes	01/2001	Nov 22, 2011	Sep 18, 2014
J.P. MORGAN SECURITIES HOLDINGS LLC	SOLE STOCKHOLDER	E	yes	05/1999	Nov 22, 2011	Sep 18, 2014
KEATING, CATHERINE ANN	MANAGING DIRECTOR	Na	yes	11/2012	Apr 16, 2014	Sep 18, 2014
MACHULSKI, MICHAEL RICHARD	MANAGING DIRECTOR	Na	yes	04/2011	Nov 22, 2011	Sep 18, 2014
YOUNG, ROBERT LYNN	MANAGING DIRECTOR	Na	yes	04/2011	Nov 22, 2011	Sep 18, 2014
BLOCK, MARY JANE	EXECUTIVE DIRECTOR & TREASURER	Na	no	04/2011	Nov 22, 2011	Sep 18, 2014
KLOZA, KEVIN	CHIEF COMPLIANCE OFFICER	Na	no	06/2006	Nov 22, 2011	Sep 18, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J.P. MORGAN INVESTMENT MANAGEMENT INC.	n/a	Asset manager	$3519B	N	yes	n/a
J.P. MORGAN SECURITIES LLC	n/a	Wirehouse	$430B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Englewood	Co	United States	n/a	no
OVERLAND PARK	Ks	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$13B	$13B	31	31	n/a	n/a	n/a
2012	Mar 28, 2013	$11B	$11B	35	35	n/a	n/a	n/a
2011	Mar 30, 2012	$9.4B	$9.4B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$14B	$11B	21.8%	n/a	n/a	9	35	n/a	n/a

Relationships

Affiliated with (11)

← J.P. MORGAN INVESTMENT MANAGEMENT INC.Registered adviserbroker-dealer, common control
factForm ADV
← J.P. MORGAN SECURITIES LLCRegistered adviserbroker-dealer, common control
factForm ADV
← JPMORGAN ALTERNATIVE ASSET MANAGEMENTRegistered adviserbroker-dealer, common control
factForm ADV
← CAMPBELL GLOBALRegistered adviserbroker-dealer, common control
factForm ADV
← SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATEDRegistered adviserbroker-dealer, common control
factForm ADV
← HIGHBRIDGE CAPITAL MANAGEMENT, LLCRegistered adviserbroker-dealer, common control
factForm ADV
← J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserbroker-dealer, common control
factForm ADV
← J.P. MORGAN ALTERNATIVES ADVISOR, INC.Registered adviserbroker-dealer, common control
factForm ADV
→ J.P. MORGAN INVESTMENT MANAGEMENT INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserother investment adviser, broker-dealer, trust company, CPO/CTA, common control
factForm ADV
← CHASE INVESTMENT SERVICES CORP.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (7)

← HOFFMANN, JAMES ARTHUROwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← YOUNG, ROBERT LYNNOwnerMANAGING DIRECTOR, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← KEATING, CATHERINE ANNOwnerMANAGING DIRECTOR, ownership code NA, individual
Apr 16, 2014 to presentfactForm ADV
← GATCH, GEORGE CROSBY WHITEOwnerPRESIDENT, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← MACHULSKI, MICHAEL RICHARDOwnerMANAGING DIRECTOR, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← J.P. MORGAN CHASE & CO.OwnerSOLE STOCKHOLDER, ownership code E, domestic entity
Nov 22, 2011 to presentfactForm ADV
← J.P. MORGAN SECURITIES HOLDINGS LLCOwnerSOLE STOCKHOLDER, ownership code E, domestic entity
Nov 22, 2011 to presentfactForm ADV

Owns (2)

← KLOZA, KEVINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← BLOCK, MARY JANEOwnerEXECUTIVE DIRECTOR & TREASURER, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV

Registered with (41)

← ROSS VON WALKERAdvisorregistration: previous registration
Jan 3, 2014 to Dec 31, 2014factForm ADV
← DOUGLAS ALAN GAMMELAdvisorregistration: previous registration
Nov 6, 2013 to Dec 31, 2014factForm ADV
← Glenn Andrew VanecekAdvisorregistration: previous registration
Jan 3, 2013 to Dec 31, 2014factForm ADV
← LAREN ANN CAMPBELLAdvisorregistration: previous registration
Mar 8, 2011 to Sep 3, 2014factForm ADV
← DANIEL HUGH DONEGANAdvisorregistration: previous registration
Mar 7, 2008 to Sep 3, 2014factForm ADV
← KRISTOPHER KENNETH OSBORNAdvisorregistration: previous registration
Apr 5, 2005 to Sep 3, 2014factForm ADV
← TARIQ MUNAWAR BUTTAdvisorregistration: previous registration
Jun 11, 2007 to Sep 3, 2014factForm ADV
← DANIEL DUWAYNE ARMSTRONGAdvisorregistration: previous registration
May 12, 2005 to Sep 3, 2014factForm ADV
← CHRISTOPHER MICHAEL HOPPENTHALERAdvisorregistration: previous registration
Apr 5, 2005 to Sep 3, 2014factForm ADV
← LORI MARIE SCHUMANNAdvisorregistration: previous registration
Jan 3, 2007 to Sep 3, 2014factForm ADV
← ANGELA CHEPCHIRCHIR KIGENAdvisorregistration: previous registration
Feb 27, 2012 to Sep 2, 2014factForm ADV
← JENNIFER ROSE SCHUESSLERAdvisorregistration: previous registration
Mar 6, 2008 to Dec 31, 2013factForm ADV
← COLIN EDWARD DAWSONAdvisorregistration: previous registration
Feb 3, 2012 to Dec 31, 2013factForm ADV
← GORDON BURKE WARDAdvisorregistration: previous registration
Apr 29, 2011 to Dec 2, 2013factForm ADV
← MARCO MACY MELEROAdvisorregistration: previous registration
May 5, 2011 to Jul 11, 2012factForm ADV
← ERIC MARTIN JACOBSAdvisorregistration: previous registration
Apr 27, 2011 to Jun 4, 2012factForm ADV
← DANIEL GEORGE MEDINAAdvisorregistration: previous registration
Mar 2, 2010 to Dec 31, 2011factForm ADV
← DOUGLAS ROSS DAVISAdvisorregistration: previous registration
Jan 12, 2011 to Dec 31, 2011factForm ADV
← LEONARD CARL LEHMANNAdvisorregistration: previous registration
Nov 10, 2010 to Dec 31, 2011factForm ADV
← CLAYTON HARVEY RIDDELLAdvisorregistration: previous registration
Mar 3, 2011 to Dec 31, 2011factForm ADV
← TRACY M. ANDERSONAdvisorregistration: previous registration
Apr 27, 2011 to Dec 31, 2011factForm ADV
← JOSEPH ROBERT CUMMINGSAdvisorregistration: previous registration
Jan 12, 2011 to Dec 31, 2011factForm ADV
← JONATHAN ANDREW BLOMQUISTAdvisorregistration: previous registration
May 16, 2011 to Dec 31, 2011factForm ADV
← ANDREW KIMAdvisorregistration: previous registration
Mar 2, 2010 to Dec 31, 2011factForm ADV
← ERIC ALLEN OBERGFELLAdvisorregistration: previous registration
Jan 12, 2011 to Dec 31, 2011factForm ADV
← LISA MARIE PAMPERINAdvisorregistration: previous registration
Mar 2, 2010 to Dec 31, 2011factForm ADV
← SCOTT NICHOLAS BALTUSKAAdvisorregistration: previous registration
Jun 6, 2008 to Dec 31, 2011factForm ADV
← ANDREW DAVID PRIGNITZAdvisorregistration: previous registration
May 16, 2011 to Dec 31, 2011factForm ADV
← BRIAN HENRY JOHNSONAdvisorregistration: previous registration
Mar 10, 2011 to Dec 31, 2011factForm ADV
← Samuel Thomas HendersonAdvisorregistration: previous registration
Sep 12, 2011 to Dec 31, 2011factForm ADV
and 11 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b9ae69a-27ed-ca1b-eb80-2513a90a31c9
First observed: Nov 22, 2011
Last observed: Sep 18, 2014 146 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

J.P. MORGAN INSTITUTIONAL INVESTMENTS

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., CRD 102920

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b9ae69a-27ed-ca1b-eb80-2513a90a31c9

Data as of Sep 18, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GATCH, GEORGE CROSBY WHITE

President

yes

04/2011

Nov 22, 2011

Sep 18, 2014

HOFFMANN, JAMES ARTHUR

SENIOR VICE PRESIDENT

yes

04/2011

Nov 22, 2011

Sep 18, 2014

J.P. MORGAN CHASE & CO.

SOLE STOCKHOLDER

yes

01/2001

Nov 22, 2011

Sep 18, 2014

J.P. MORGAN SECURITIES HOLDINGS LLC

SOLE STOCKHOLDER

yes

05/1999

Nov 22, 2011

Sep 18, 2014

KEATING, CATHERINE ANN

MANAGING DIRECTOR

yes

11/2012

Apr 16, 2014

Sep 18, 2014

MACHULSKI, MICHAEL RICHARD

MANAGING DIRECTOR

yes

04/2011

Nov 22, 2011

Sep 18, 2014

YOUNG, ROBERT LYNN

MANAGING DIRECTOR

yes

04/2011

Nov 22, 2011

Sep 18, 2014

BLOCK, MARY JANE

EXECUTIVE DIRECTOR & TREASURER

04/2011

Nov 22, 2011

Sep 18, 2014

KLOZA, KEVIN

CHIEF COMPLIANCE OFFICER

06/2006

Nov 22, 2011

Sep 18, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

J.P. MORGAN INVESTMENT MANAGEMENT INC.

n/a

Asset manager

$3519B

yes

n/a

J.P. MORGAN SECURITIES LLC

n/a

Wirehouse

$430B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Englewood

United States

n/a

OVERLAND PARK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$13B

n/a

2012

Mar 28, 2013

$11B

n/a

2011

Mar 30, 2012

$9.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$14B

$11B

21.8%

n/a