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A••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

A••••••• C•••••• M••••••••• L••

CRD 330233

CHICAGO, IL

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Search this name across graphsid dfx:ria:27c8500d-7dcf-7733-379a-91feb71a29f1

Data as of Mar 11, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Mar 8, 2024 to Mar 11, 2025
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.1M••• Locked
Discretionary RAUM: $4.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• C•••••• P••••••• L•	Hedge Fund	$0	Aug 28, 2024	0	Mar 8, 2024	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• B••••• W••••••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	02/2024	Mar 8, 2024	Aug 28, 2024
B••••••• P•••••	MEMBER MANAGER	E	yes	01/2024	Mar 8, 2024	Aug 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K••••• A•••• M••••••••• L•••	n/a	Former SEC adviser	$578M	N	yes	n/a
A••••••• C•••••• ••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 11, 2025	$4.1M	$4.1M	2	1	1	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$4.1M	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Relationships

Affiliated with (1)

→ K••••• A•••• M••••••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ A••••••• C•••••• P••••••• L•Private fundHedge Fund, IA
Mar 8, 2024 to presentfactForm ADV

Controls (7)

← K••••• A•••• M••••••••• L•••OwnerNON-MANAGING MEMBER, ownership code B, domestic entity
Mar 8, 2024 to Aug 28, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 8, 2024
First Form ADV filing
A••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
A••••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $4.1M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27c8500d-7dcf-7733-379a-91feb71a29f1
First observed: Mar 8, 2024
Last observed: Mar 11, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.