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Former SEC-registered adviser

A••••••• C•••••• M••••••••• L••

Former SEC-registered adviserChicago, IllinoisCRD 330233SEC 801-129872IAPD
Latest filing Mar 11, 2025
First filing on the tape Mar 8, 2024 · 3 filings
SEC status approved since Apr 8, 2024
RAUM
$4.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$4.1M as of Mar 11, 2025
Mar 8, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 11, 2025
Mar 8, 20240 then
Employees (5.A)2 as of Mar 11, 2025
Mar 8, 20242 then
Private funds1 as of Mar 11, 2025
Mar 8, 20241 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 11, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$4.1M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.1M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$4.1M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••• C•••••• P••••••• L•Hedge Fund$00Mar 8, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• B••••• W•••••• · Chief Financial Officer/Chief Compliance Officercontrol
        since 02/2024 · owns less than 5%
      • B••••••• P••••• · Member Managercontrol
        since 01/2024 · owns 75% or more
      • K•••••• P••••• A•••••• · Managercontrol
        since 02/2024 · owns less than 5%
      • G••••••••• R•••••• L••••••• · Non-Managing Membercontrol
        since 07/2002 · owns 25% to 50% of G••••• A•••••••• L••
      • G••••••••• J•••• M•••••• · Non-Managing Membercontrol
        since 07/2002 · owns 25% to 50% of G••••• A•••••••• L••
      • K•••••• P••••• A•••••• · Managing Membercontrol
        since 01/2003 · owns 75% or more of K••••• A•••• M••••••••• L•••
      Entity owners
      • K••••• A•••• M••••••••• L••• · Non-Managing Member
        direct · owns 10% to 25%
      • G••••• A•••••••• L•• · Non-Managing Member
        indirect · owns 25% to 50% of K••••• A•••• M••••••••• L•••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Aug 28, 2024 to Mar 11, 2025
      • Assets in custody · $0 to $4.1M
        Aug 28, 2024 to Mar 11, 2025
      • Financial planning clients · unset to
        Aug 28, 2024 to Mar 11, 2025
      • Discretionary RAUM · $0 to $4.1M
        Aug 28, 2024 to Mar 11, 2025
      • Pooled vehicle RAUM · $0 to $4.1M
        Aug 28, 2024 to Mar 11, 2025
      • RAUM · $0 to $4.1M
        Aug 28, 2024 to Mar 11, 2025
      Signals
      2 dated events
      • A••••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $4.1M)
        Apr 1, 2026 · Left the SEC roster · derived
      • A••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 8, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      aventinecap.comreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026