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CRD 328488
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN DIETRICH HAASE | n/a | CONCORD, MA | 2 | 25 | 1 | no |
| AVINASH MARK FERNANDES | n/a | CONCORD, MA | NEW YORK, NY | 2 | 15 | 1 | no |
| Aaron William Straus | n/a | CONCORD, MA | 2 | 12 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ABELOWITZ, JASON, T | CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER | Na | yes | 11/2023 | Jan 2, 2024 | Sep 13, 2024 |
| HAASE, JOHN, DIETRICH | CHAIRMAN & CEO | D | yes | 11/2023 | Jan 2, 2024 | Sep 13, 2024 |
| PARKER, JAMES, DANIEL | CHIEF INVESTMENT OFFICER | Na | yes | 12/2023 | Jan 2, 2024 | Sep 13, 2024 |
| FDC MINDORO SPV LLC | SPECIAL PURPOSE VEHICLE | B | no | 11/2023 | Sep 13, 2024 | Sep 13, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $226M | $223M | 11 | 3 | 1 | n/a | n/a |
| 2024 | Mar 28, 2025 | $134M | $134M | 8 | 5 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $226M | $134M | 68.6% | n/a | n/a | 11 | 8 | 1 | 1 |