DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• C•••••• P••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jan 2, 2024 · 8 filings
SEC status approved since Feb 1, 2024
RAUM
$226M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
66%
$148M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$75.5M
derived; firm RAUM over IAPD count
Employees
11
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$226M as of Mar 27, 2026
Mar 28, 2025$134M then
HNW client RAUM$148M as of Mar 27, 2026
Mar 28, 2025$134M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 28, 20253 then
Employees (5.A)11 as of Mar 27, 2026
Mar 28, 20258 then
Private funds: no history
RAUM +69% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $75.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.5MderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +69%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $28.7M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$148M66%
- Charitable organizations$78.0M34%
- Individual clients
- n/areported
- HNW clients
- 11reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 93reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.7M for 20 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.66 fund_share=0.0 institutional_share=0.34 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• D••••••• H•••• | Concord, Ma | Feb 22, 2024 | 25 y | 1 |
| A•••••• M••• F•••••••• | Concord, Ma | Mar 18, 2024 | 15 y | 1 |
| A•••• W•••••• S••••• | Concord, Ma | Mar 21, 2024 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• W•••••• S••••• from J••• M••••• S••••••••• L••Mar 21, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A•••••• M••• F•••••••• from I••••• C••••••• L••Mar 18, 2024 · Other
- J••• D••••••• H•••• from W••••••• A••••••• L••Feb 22, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• J••••• T• · Chief Operations Officer / Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- H••••• J•••• D••••••• · Chairman & Ceocontrolsince 11/2023 · owns 50% to 75%
- P•••••• J••••• D••••• · Chief Investment Officercontrolsince 12/2023 · owns less than 5%
Entity owners
- F•• M•••••• S•• L•• · Special Purpose Vehicledirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Concord, Ma | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 27, 2026peers: independent wealth managers, $100M to $500M (5,678)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 100.0% to 66.0% between the annual amendments of 2025-03-28 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,678)
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 0.0% to 34.0% between the annual amendments of 2025-03-28 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,678)
- client mix shiftChange between filings · filing Mar 27, 2026private-client share of RAUM moved from 100.0% to 66.0% between the annual amendments of 2025-03-28 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,678)
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $134,326,380 to $226,439,964 (+69.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +15.0% (4549 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 71 to 93May 23, 2025 to Mar 27, 2026
- Advisory employees · 5 to 3May 23, 2025 to Mar 27, 2026
- HNW clients · 5 to 11May 23, 2025 to Mar 27, 2026
- Assets in custody · $15.2M to $28.7MMay 23, 2025 to Mar 27, 2026
- Employees · 8 to 11May 23, 2025 to Mar 27, 2026
- HQ city · BOSTON to May 23, 2025 to Mar 27, 2026
- HQ state · MA to May 23, 2025 to Mar 27, 2026
- Discretionary RAUM · $134M to $223MMay 23, 2025 to Mar 27, 2026
- HNW RAUM · $134M to $148MMay 23, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $3.4MMay 23, 2025 to Mar 27, 2026
- RAUM · $134M to $226MMay 23, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to 1-10Mar 28, 2025 to May 23, 2025
- Accounts · 25 to 71Sep 13, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5Sep 13, 2024 to Mar 28, 2025
- HNW clients · unset to 5.0Sep 13, 2024 to Mar 28, 2025
- Assets in custody · $15.0M to $15.2MSep 13, 2024 to Mar 28, 2025
- Employees · 7 to 8Sep 13, 2024 to Mar 28, 2025
- Discretionary RAUM · $100M to $134MSep 13, 2024 to Mar 28, 2025
- HNW RAUM · $100M to $134MSep 13, 2024 to Mar 28, 2025
- RAUM · $100M to $134MSep 13, 2024 to Mar 28, 2025
- Accounts · 0 to 25May 29, 2024 to Sep 13, 2024
- Advisory employees · 3 to 6May 29, 2024 to Sep 13, 2024
- Assets in custody · $0 to $15.0MMay 29, 2024 to Sep 13, 2024
- Employees · 3 to 7May 29, 2024 to Sep 13, 2024
- Financial planning clients · 0 to 1-10May 29, 2024 to Sep 13, 2024
- State-registered IARs · 2 to 3May 29, 2024 to Sep 13, 2024
- Other offices · 2 to 1May 29, 2024 to Sep 13, 2024
- Discretionary RAUM · $0 to $100MMay 29, 2024 to Sep 13, 2024
- HNW RAUM · unset to 100231046.0May 29, 2024 to Sep 13, 2024
- RAUM · $0 to $100MMay 29, 2024 to Sep 13, 2024
- Other offices · 0 to 2Apr 15, 2024 to May 29, 2024
Signals
1 dated events
- M•••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jan 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mindoro-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (617) 214-2313reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026